- TD Bank (Massapequa, NY)
- …Description:** **Candidates must be available for a full time 5 week training program , Monday-Friday 8:45-4:45** The Retail Banker I is a customer liaison that is ... customer assessments, proactively identifies Customer solutions and lead-focused outbound sales activities + Independently resolves customer issues, errors and… more
- Capgemini (New York, NY)
- …& Enablement of CX at scale. This role requires experience in_ **_Marketing, Sales , Service and Commerce in conjunction with Adobe platforms_** _and with a proven ... ability to support the sales and delivery of innovative solutions in this space._...designers, technology, data strategists, and implementation specialists to achieve program objectives_ _._ _Mentor and coach others to deliver… more
- TD Bank (New York, NY)
- …engages with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. The ... analyst dispositions of alerts, and suggested enhancements to the program . Through due diligence, and with a strong sense...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …Director will primarily focus on the management of the firms compliance program supporting all corporate investment banking Functions including M&A, Debt and Equity ... and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and...in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge Corporate Investment Banking and… more
- TD Bank (New York, NY)
- …Vice President will assist in the management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital ... and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and...in providing legal, regulatory or compliance advice to Markets sales and trading + Knowledge of Corporate Investment Banking… more
- TD Bank (East Norwich, NY)
- …in Customer assessments, proactively identifies Customer solutions and lead-focused outbound sales activities + Evaluates issues, errors and problems based on ... time insights **Shareholder Accountabilities:** + Promotes full suite of products, sales , services and banking capabilities + Understands and applies operating… more
- TD Bank (New York, NY)
- …advisory experience with background in OTC and Exchange-Traded Equities, and Electronic Sales & Trading. This role will support the continued integration of a ... in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses + Strong knowledge of applicable...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (New York, NY)
- …businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel for meetings with ... the development, implementation, and maintenance of a consumer regulatory compliance program through compliance activities across various lines of business, banking… more
- TD Bank (New York, NY)
- …Inspection progress both internally and externally to FINRA as part of the pilot program + Collaborate with the Compliance Testing Team, as needed, on monitoring and ... regulatory requirements. + Strong Knowledge of operations, finance, regulatory reporting, sales and trading, and applicable rules and regulations, and the ability… more
- TD Bank (New York, NY)
- …engage with key stakeholders across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance, and Risk functions. Through ... sense of integrity, we help mitigate potential risks to the surveillance program , and ultimately the global Markets business, by delivering and comprehensive and… more