• Director - Global Head of Syndicates Middle…

    Citigroup (New York, NY)
    …We partner extensively with a range of internal stakeholders including Front Office Sales and Trading Desks, Banking, Compliance, Legal, Finance and HR; ... the Business + Develop an effective control framework that fully meets Audit , Compliance and Regulatory requirements; delivery of periodic presentations to external… more
    Citigroup (07/18/25)
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  • Manager, Trade Surveillance - Quality Assurance

    TD Bank (New York, NY)
    …Global Head of Surveillance. This incumbent will ensure that surveillance alerts related to trading activities of firm employees ( sales and trading ) and ... professionals engages with key stakeholders across TD Securities, including Markets sales and trading leaders, Technology, Advisory Compliance, and Risk… more
    TD Bank (05/22/25)
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  • Associate - Global Coordination Group

    Mizuho Corporate Bank (New York, NY)
    …and assist with audit planning, budgeting and monitoring. Support the Managing Director Global Coordination Group with reporting of audit status, issues, and ... About The TeamThe Internal Audit Department Americas (IADA) provides internal audit...and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and… more
    Mizuho Corporate Bank (08/02/25)
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  • Compliance Testing Senior Manager, Swap Dealer…

    Scotiabank (New York, NY)
    …or audit . + Experience/background in compliance applicable to institutional trading & sales , investment banking, futures commission merchant, swap dealer ... and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy,… more
    Scotiabank (06/06/25)
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  • Risk Management Internal Auditor

    Mizuho Corporate Bank (New York, NY)
    …span corporate and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit ... About the Team The Internal Audit Department Americas (IADA) provides internal audit...ability to effectively support the team's Vice President and Director , with respect to the administrative management of IAD.… more
    Mizuho Corporate Bank (06/26/25)
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  • Senior Manager, US Credit and Special Accounts…

    Scotiabank (New York, NY)
    …and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, derivatives, energy, ... will interface with clients directly, where appropriate, in partnership with the Director and front-line Banking officers. In addition to SAM, the incumbent will… more
    Scotiabank (08/08/25)
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