- US Bank (Tempe, AZ)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...verbal and written communication skills - Past experience with salesforce and MoneyGuide pro - A passion for building… more
- US Bank (Glendale, AZ)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...experience for your clients + Technology platforms including MoneyGuidePro, Salesforce , Seismic, and more to help you service your… more
- Coinbase (Phoenix, AZ)
- …and introducing industry best practices. * Tool/Model Testing & Technology Feedback * Act as a subject matter expert for new and existing Compliance Operations ... current with industry standards and developments in the areas of KYC, BSA /AML, and OFAC, and apply regulatory requirements and internal policies and procedures… more