- Guardian Life (Boston, MA)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the… more
- Raymond James Financial, Inc. (Boston, MA)
- …support our compliance operations and ensure accurate trade and account data submissions. **_A fully remote option may be considered for candidates with ... corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in supporting the… more
- State of Massachusetts (Boston, MA)
- …Massachusetts laws, regulations and regulatory bulletins, financial licensing standards and compliance with analysis timelines. The financial analyst provides ... The basic purpose of this position is to serve as an insurance licensing analyst within the Division of Insurance. The work associated with this position shall… more
- Citizens (Boston, MA)
- Description The Analyst III position in Leveraged Finance is a credit underwriting and portfolio management role focused on completing acquisition, recapitalization, ... Financial Statement Analysis, and completion of various internal modeling tools. The Analyst III position in Leveraged Finance is a generalist role based in… more
- Charles River Laboratories (Wilmington, MA)
- …Senior Analyst , Internal Controls is responsible for supporting ongoing compliance efforts of the Global Internal Controls department under the Company's ... Sarbanes-Oxley (SOX) 404 compliance program to ensure financial integrity and systems controls...Section 404, US GAAP applicable to the technology industry, SEC reporting requirements, and PCAOB and COSO/Internal Audit standards.… more