- Raymond James Financial, Inc. (New York, NY)
- …following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- Pioneer Bank (Albany, NY)
- TITLE: Financial Reporting Analyst LOCATION: Headquarters REPORTS TO: Vice President - Financial Planning & Reporting CLASSIFICATION: Full Time, Exempt PAY ... + Assist in researching and the application of US GAAP and SEC reporting requirements. + Assist in maintaining a strong internal control environment and… more
- US Bank (New York, NY)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC , GAAP, and regulatory reporting requirements. + Coordinate… more
- Citigroup (Getzville, NY)
- …such as those mentioned above along with exposure to Basel III capital regulations, GAAP/ SEC Reporting and stress testing frameworks like CCAR. + Able to ... reporting related regulations including Dodd Frank Title VII (CFTC/ SEC ), and Canada. The team is responsible for the...front/middle/back office Detailed knowledge of + CFTC SD and SEC SBSD and related global reporting regulations… more
- American Express (New York, NY)
- …controls and understanding of data transformation logics. + Prior experience with US regulatory/ SEC reporting or public accounting a plus + Ability to enhance ... Governance team is responsible for ensuring governance and oversight of regulatory reporting process. The team performs Quality Assurance reviews including process &… more
- Mastercard (Harrison, NY)
- …NY. Reporting to the Manager, Cash Investments, this Senior Analyst role will be responsible for performing day-to-day operations related to Mastercard's ... and governments realize their greatest potential._ **Title and Summary** Senior Analyst , Corporate Treasury Overview The Corporate Treasury team performs all global… more
- Bloomberg (New York, NY)
- Product Analyst - Shareholding Disclosure (12 Month Contract) Location New York Business Area Product Ref # 10047742 **Description & Requirements** The Bloomberg ... and comprehensive regulatory solutions that help institutions meet complex reporting obligations, streamline oversight, and enhance transparency. Leveraging Bloomberg's… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as an IT Business Analyst , Compliance Systems! In this role you will bridge business needs and IT solutions within the compliance field. This role ... and enhancing compliance systems such as case management, regulatory reporting , and surveillance tools. You will identify process improvement opportunities… more
- Guardian Life (Albany, NY)
- …various settings. + No restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you will report to the ... a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory,...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- Paramount (New York, NY)
- …Treasury responsibilities include: - Support FX trading and hedge programs/documentation and SEC reporting - Coordinate global cash repatriation and tax ... leave a positive mark on culture. **OVERVIEW & RESPONSIBILITIES** Reporting to the Senior Director of Capital Markets and...and the VP of International Treasury, the Sr. Financial Analyst will play a dual role supporting both domestic… more