- Raymond James Financial, Inc. (New York, NY)
- …following corporate home office locations: Memphis, TN or Southfield, MI. The Regulatory Operations Analyst ( _CAT/CAIS Reporting Analyst_ ) plays a key role in ... We are seeking a detail-oriented professional with hands-on experience in regulatory reporting , specifically with **CAT** and **CAIS** , to support our compliance… more
- Citigroup (Getzville, NY)
- The Regulatory Reporting role is a senior analyst position within the CGMI Segregation Oversight team, which is responsible for executing daily controls to ... mitigate the inherent risk of non-compliance with the SEC 's Client Asset Protection rule (15c3-3), a Tier 2...processes and controls to mitigate the risk of inaccurate reporting . + Collaborate with the team to drive process… more
- US Bank (New York, NY)
- …level of the position posted._ We are seeking a detail-oriented and experienced Financial Reporting Senior Analyst to join a team responsible for preparing and ... in order to comply with GAAP and regulatory reporting requirements. + Ensure compliance with SEC , GAAP, and regulatory reporting requirements. + Coordinate… more
- Citigroup (Queens, NY)
- …+ Work and partner with multiple areas across Citi, including RWA Controllers, SEC Reporting , Treasury, Risk, Accounting Policy, Financial Planning and Analysis, ... The Regulatory Reporting Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing… more
- General Motors (Albany, NY)
- …report to that location three times a week, at minimum. **The Role:** The Analyst , Executive Compensation Reporting plays a critical role in supporting the ... financial reporting , or related field. + Strong understanding of SEC disclosure requirements, especially related to executive compensation. + Proficiency in… more
- JPMorgan Chase (Brooklyn, NY)
- …Officer, Risk Management, Risk Technology, Finance and P&A, Investor Relations, and SEC Reporting . As a Credit Risk Controller & Analyst in the Credit Risk ... across Risk and Finance on various internal and external reporting agenda's, including data quality initiatives **Required qualifications, capabilities, and… more
- TD Bank (New York, NY)
- …findings, coordinates with the field on client response, prepares periodic reporting to multiple stakeholders, and manages ongoing marketing items to ensure ... about role:** **In this position, the Senior Compliance Business Oversight Analyst ** **will own assigned complaints and marketing material review, run stakeholder… more
- NBC Universal (New York, NY)
- …+ Governance & Compliance + Ensure compliance with regulatory requirements including SEC disclosures, proxy reporting , and internal governance policies. + ... Versant is seeking a highly analytical and detail-oriented Executive Compensation Analyst to support the design, administration, and governance of executive… more
- Guardian Life (Albany, NY)
- …various settings. + No restrictions on travel and extended periods away from home. ** Reporting Relationships** As our Compliance Analyst , you will report to the ... a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory,...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- Guardian Life (New York, NY)
- …and verbal communication skills with comfort making presentations in various settings. ** Reporting Relationships** As our Compliance Analyst , you will report to ... part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
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