- TD Bank (New York, NY)
- …+ Support the MBS trading/sales desk directly + Trace Monitoring, Fed Dollar Reporting + Assisting the MBS trading desk with Agency Exchanges, Supers, and New ... application process. EOE/Minorities/Females/Veterans/Individuals with Disabilities/Sexual Orientation/Gender Identity. The Operations Analyst TDS provides back up for the Canadian Fixed… more
- Guardian Life (New York, NY)
- …and verbal communication skills with comfort making presentations in various settings. ** Reporting Relationships** As our Compliance Analyst , you will report to ... part of a collaborative Compliance Legal Team? The Compliance Analyst , Park Avenue Securities (PAS), and Park Avenue Investment...Broad knowledge of the financial services industry and FINRA, SEC and State rules and regulations along with a… more
- Marex (New York, NY)
- …quality delivery of services to end users and clients. The Application Support Analyst is responsible for taking ownership of issues and providing procedural and ... Department delivers differentiation, scalability, and security for the business. Reporting to the COO, Technology provides digital tools, software services… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Onboarding Analyst will facilitate the onboarding process for opening new ... of client static data in order to improve efficiencies and Compliance reporting . + Ensuring compliance with the company's regulatory requirements under the … more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Sr Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- NBC Universal (New York, NY)
- …subject to the satisfaction of customary conditions. Position Summary: The Analyst , Financial Wellbeing and Retirement is responsible for supporting the strategic ... Governance + Ensure adherence to ERISA, IRS, DOL, and SEC regulations. + Maintain plan documentation and support fiduciary...retirement and financial wellbeing programs. + Data Analysis & Reporting + Prepare reports and dashboards on plan metrics,… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
- Chemung Canal Trust Company (Elmira, NY)
- …accounting principles and regulatory guidance. Collects and files required data for SEC reporting and related footnotes and disclosures. Provides research and ... earnings and other filings and releases. Coordinates calls with analyst community. + Develops, analyzes and reports on key...and experience + Strong attention to detail + Public Company/ SEC Reporting Experience required + Certified Public… more
- M&T Bank (Buffalo, NY)
- …The Financial Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly financial close ... to grow your career through different levels of financial analyst with the possibility of becoming a manager of...data querying tools (eg, Tableau, SQL) + Familiarity with SEC and bank regulatory reporting + Understanding… more
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