- Neuberger Berman (New York, NY)
- Neuberger Berman is looking for a Senior Registration Analyst to join our Legal and Compliance team, focusing on the day-to-day processing of registration ... updating licenses, overseeing terminations, state registrations, and related regulatory reporting . **Key Responsibilities:** + Review and complete pre-hire Workday… more
- Citigroup (Getzville, NY)
- The Sec & Derivat Intmd Assoc Analyst is an entry level position responsible for processing orders and transactions originating from trading desks and branch ... and other counterparty activities + Contribute to the creation of customized reporting used to present information to management + Support implementation of… more
- CHS Inc. (Albany, NY)
- …Internal Controls department. We are looking for a **Senior Internal Controls Analyst ** to help support the company's Sarbanes Oxley (SOX) compliance effort related ... unit stakeholders to develop a thorough understanding of the business, relevant financial reporting risks and core key processes. + Support the timely creation of… more
- NBC Universal (New York, NY)
- …subject to the satisfaction of customary conditions. Position Summary: The Analyst , Financial Wellbeing and Retirement is responsible for supporting the strategic ... Governance + Ensure adherence to ERISA, IRS, DOL, and SEC regulations. + Maintain plan documentation and support fiduciary...retirement and financial wellbeing programs. + Data Analysis & Reporting + Prepare reports and dashboards on plan metrics,… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Lead Analyst is a senior level position responsible for processing orders and transactions originating from trading desks and branch ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 6-10 years of… more
- Citigroup (Getzville, NY)
- The Sec & Derivatives Associate Analyst is responsible for supporting the daily operations, settlement, reconciliation, and investigations ensuring proper and ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 0-2 years of… more
- American Express (NY)
- …of the box **Preferred Qualifications** + CPA/CA certification a plus + Experience in SEC /Regulatory reporting for Tier 1 / 2 Financial Institutions a plus + ... 1, FFIEC101, FR Y14Q Schedule C/D; FR 2052a SBS Reporting to Liquidity and Non-Material Portfolio submission + Provide...+ Knowledge and experience with FR Y9C capital ratios reporting + Bloomberg experience is a plus + Financial… more
- Chemung Canal Trust Company (Elmira, NY)
- …accounting principles and regulatory guidance. Collects and files required data for SEC reporting and related footnotes and disclosures. Provides research and ... earnings and other filings and releases. Coordinates calls with analyst community. + Develops, analyzes and reports on key...and experience + Strong attention to detail + Public Company/ SEC Reporting Experience required + Certified Public… more
- M&T Bank (Buffalo, NY)
- …The Financial Reporting team within the Controller's department is responsible for SEC and Subsidiary reporting as well as the monthly financial close ... to grow your career through different levels of financial analyst with the possibility of becoming a manager of...data querying tools (eg, Tableau, SQL) + Familiarity with SEC and bank regulatory reporting + Understanding… more
- NBC Universal (New York, NY)
- …execution of communications strategies to enhance VERSANT's visibility with financial stakeholders. Reporting to the VP of Media Relations, the Director will manage ... and results in the marketplace. + Ensure all financial communications adhere to SEC rules, Regulation FD, and industry best practices. + Support investor days, … more