- Wells Fargo (Los Angeles, CA)
- …and other public disclosures, corporate treasury activities, corporate governance, and securities law compliance matters. + Review, provide comments, and advise on ... compliance with securities law requirements and best practices for significant environmental,...Advise our corporate treasury team on certain capital markets, securities , and funding transactions. + Participate in and handle… more
- City National Bank (Los Angeles, CA)
- …IS THE OPPORTUNITY?** Serve as a registered representative for City National Securities (CNS). Process stock, option, fixed income, and mutual fund transactions for ... clients of City National Securities . Assist CNS brokerage clients and Retirement Services Clients with transactions and administrative support. **What you will do**… more
- Stanford University (Stanford, CA)
- Research Fellow, Stanford Securities Litigation Analytics, Stanford Law School **School of Law, Stanford, California, United States** Academic Post Date May 03, 2024 ... Requisition # 103104 **Research Fellow, Stanford Securities Litigation Analytics** Fixed Term Fellowship: 1-year appointment with possible renewal for up to two… more
- Zions Bancorporation (El Segundo, CA)
- …syndicated credit facilities, as well as the underwriting and execution of debt securities offerings. The Analyst will be responsible for assisting the Securities ... the new issue pricing process. Actively support senior members of the Securities Underwriting team and bankers in commercial and corporate banking, commercial real… more
- Intuit (Mountain View, CA)
- …you and you're an experienced corporate legal program manager in the areas of securities laws and corporate governance, we want to talk to you. We believe diversity ... at a law firm or in-house with expertise in securities law and corporate governance practices; experience in other...and confidentiality. How you will lead + Supporting Intuit's securities compliance program, which will include SEC filings, board… more
- KPMG (Santa Clara, CA)
- …for. KPMG is currently seeking a Manager, Complex Securities to join our Valuations practice. (https://tax.kpmg.us/services/valuations.html) Responsibilities: + ... + Effectively control / present / document / support complex securities valuations to various stakeholders, including superiors, clients, auditors and regulators… more
- Robert Half Accountemps (Los Angeles, CA)
- …will support our team in analyzing, reconciling, and managing fixed income securities . Responsibilities: * Analyze and reconcile fixed income securities , ... diligently. * Support the Fixed Income team in managing securities . * Maintain accurate records of financial transactions and...operations. * Respond to inquiries related to fixed income securities and bonds. * Utilize your skills in DTC,… more
- PennyMac (Westlake Village, CA)
- …responsible for overseeing the management and optimization of credit-sensitive mortgage-backed securities and loans within our investment portfolio. As the **FVP ... Portfolio Investments** , you will leverage your expertise in fixed income securities and credit analysis, and you will play a pivotal role in driving portfolio… more
- S&P Global (CA)
- …with indefinite right to work in the United States_** _S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts of ... interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- US Bank (Glendora, CA)
- …with experience working with the Investment Company Act of 1940 and related securities laws and regulations to join the Regulatory Administration group of one of ... agency dealing with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulations, guidance,… more