- Medtronic (Los Angeles, CA)
- …world. **A Day in the Life** This newly created Senior Counsel - Securities and Corporate Governance role supports the Diabetes MiniMed business as it prepares ... opportunity for a legal professional with deep expertise in securities law to contribute to the strategic direction of...members of the legal team and business stakeholders on securities , corporate governance, and entity management. This role will… more
- TD Bank (San Francisco, CA)
- …We are seeking a VP Compliance professional to join our TD Securities US Control Room located in San Francisco, California. **Responsibilities Include:** + ... Maintain the TD Securities Grey and Restricted lists. + Chaperone interactions and...standards. + Understanding of US Research Safe Harbors (US securities law, Rules 137, 138, and 139 of the… more
- VF Corporation (Costa Mesa, CA)
- …or www.vfc.com . **What will you do?** A day in the life of Senior Counsel, Securities & Cap Markets at VF looks a little like this. As Senior Corporate Counsel at ... governance topics + Manage the legal compliance framework for securities policies and mandatory environmental and sustainability disclosures, including… more
- City National Bank (Los Angeles, CA)
- …SERVICES OFFICER* WHAT IS THE OPPORTUNITY? Oversee the City National Securities Investment Relationship Officers and Assistant Investment Officers supporting the ... Financial Advisors and licensed representatives of City National Securities . Provide training for Financial Advisors, Investment Relationship Officers, Assistant… more
- Thrivent Financial (Lakewood, CA)
- …for Lutherans Financial Advisors. Individuals in this position will be focused on securities and investment advisory products and services as well as fixed and ... or information gathering that will be used with making suitable securities product recommendations or providing appropriate investment advice (eg conducting due… more
- The Brattle Group (San Francisco, CA)
- …development of robust and innovative solutions for our clients. **TYPICAL CASES IN SECURITIES (CORPORATE FINANCE)** In the Securities practice, you will work on ... models to assess value of financial assets, intangible property and securities . + **Accounting:** Assessing a company's internal controls to identify manipulation… more
- Raymond James Financial, Inc. (Dana Point, CA)
- …credit rating preparation, investor presentations, RFPs, and the drafting of securities offering documents. Expect to grow your analytical skills while contributing ... * Fundamental investment concepts, practices and procedures used in the securities industry. * Financial markets and products. * Quantitative financial analysis… more
- Palo Alto Networks (Santa Clara, CA)
- …corporate legal team and support a broad range of legal matters across **corporate, securities , and M&A** . You will be part of a collaborative legal team and ... play a critical role in supporting the company's most important corporate, securities , and M&A matters. You will work closely with your primary stakeholders,… more
- The Brattle Group (San Francisco, CA)
- …in financial economics, corporate finance, energy, competition, and regulatory economics. ** Securities Intern Role** As a Research Analyst intern at The Brattle ... models to assess value of financial assets, intangible property and securities . + Accounting: Assessing a company's internal controls to identify manipulation… more
- Umpqua Bank (Irvine, CA)
- …daily business processing to include department mail & processing checks and securities . + Maintain client and mailing database. Update Financial Advisor's calendar. ... duties as assigned. **About You:** + Bachelor's degree or equivalent experience + Minimum securities licensing of Series 7 & 63 + A minimum of 2 years' experience… more