- Cardinal Health (Sacramento, CA)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... areas. This function also litigates all company legal matters, manages outside counsel and manages legal operations. Legal Management provides strategic oversight, leadership and direction within the Legal function. **_Job Summary_** This leadership role is… more
- City National Bank (Los Angeles, CA)
- …* Maintains databases and creates reports using. * Receives and processes securities . * Receives cross-training and assists with other operational functions as ... required. * Performs other duties and responsibilities as assigned. Knowledge of tax process is a plus. *The Qualifications* * High School Diploma or equivalent * Minimum of one (1-3) years clerical experience preferred This is the pay range that Magnit… more
- Bank of America (Walnut Creek, CA)
- …and educational background, along with other requirements governed by the US Securities and Exchange Commission ("SEC") + Obtain and/or maintain at least one ... firm approved designation + Possess and demonstrate strong communication skills + Ability to lead through collaboration and influence without direct authority + Detail oriented with strong organizational skills, and ability to manage multiple tasks and… more
- Citigroup (San Mateo, CA)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, and wealth management. Citi Bank Retail Mortgage provides ... home lending services via our Citibank branches and centralized service centers. The Home Lending Officer role represents the Retail Mortgage business providing superior service to clients and referral partners and is responsible for originating high quality… more
- Navy Federal Credit Union (Vacaville, CA)
- …sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify prospective participation partners/opportunities through ... prospect calling, networking, and leveraging existing participation business + Keep current with legislative and industry updates to identify areas for market growth/opportunities, and/or potential concerns impacting NFIS clients and/or business environment +… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Insight Global (Los Angeles, CA)
- …& Skills * Experience with a leading RIA or fiduciary environment ( securities , banking, or another RIA); experience at a large wirehouse/waterhouse is a ... plus. * Familiarity with the regulatory landscape (SEC/FINRA/RIA-C) and fluent in operational best practices. * Proficient with Redtail (CRM), Orion portfolio accounting/operations, and compliance tracking tools (ComplianceAlpha preferred). * Strong client… more
- City National Bank (Los Angeles, CA)
- …support and technical documentation. * Principles of banking and finance and securities industry operations. * Business planning and analysis. * Project budget ... interfaces with other accounting systems. * Analysis: Identify and understand issues, problems and opportunities; compare data from different sources to draw conclusions. * Communication: Clearly convey information and ideas through a variety of media to… more
- Citigroup (Beverly Hills, CA)
- …Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within ... 150 days of assuming the role. **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Private Banker Support **Time Type:** Full time **Primary Location:** Beverly Hills California… more
- Robert Half Legal (Oakland, CA)
- …* Familiarity with Antitrust laws and regulations is essential * Experience in Securities Litigation is needed * Proficiency in e-Filing systems is expected * ... Familiarity with Bluebooking citation guide is required * Experience in preparing Discovery Requests is crucial * Experience in preparing Discovery Responses is necessary Robert Half is the world's first and largest specialized talent solutions firm that… more