- Robert Half Finance & Accounting (Alameda, CA)
- …to obtain within 3-6 months of hire) + Hands-on experience with securities trading, custodial systems, and database management + Proficiency in Microsoft Office; ... experience with Salesforce or other CRMs preferred + Strong attention to detail, analytical mindset, and excellent communication skills Preferred Experience + Familiarity with portfolio reporting and rebalancing platforms + Background in investment advisory or… more
- Robert Half Finance & Accounting (Berkeley, CA)
- …to obtain Series 65 license within 3-6 months. + Experience with securities trading, custodial operations, and portfolio management tools (Tamarac preferred). + ... Strong skills in Microsoft Office and CRM platforms (Salesforce a plus). + Proven ability to create and document processes. Preferred: + Background in RIA or wealth management environments. + Experience in portfolio analysis and business process automation.… more
- US Bank (Sacramento, CA)
- …retirement planning, and education funding - Considerable knowledge of the securities industry, including US Bancorp Investments, investment and insurance products ... and services - Extensive knowledge of private banking products and services, including credit processes and policies - Ability to effectively present investment strategies to clients and maintains a holistic approach to planning - Strong relationship… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Walnut Creek, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Robert Half Finance & Accounting (Berkeley, CA)
- …within 3-6 months of hire). Required Competencies + Experience in securities trading and investment management. + Familiarity with custodial systems, policies, ... and procedures. + Database administration or data management experience. + Proficiency in Microsoft Office and CRM systems (Salesforce preferred). + Experience creating and documenting workflows. Preferred Competencies + Experience with portfolio reporting and… more
- Robert Half Finance & Accounting (Alameda, CA)
- …65 license (or ability to obtain within 3-6 months) + Experience with securities trading, custodial systems, and database management + Proficient in Microsoft Office ... and CRM platforms (Salesforce preferred) + Detail-oriented, proactive, and strong communicator Requirements Preferred Experience: + Familiarity with portfolio reporting and rebalancing tools + Background in investment advisory or wealth management + Experience… more
- Guardian Life (Sacramento, CA)
- …drive sales. + Work closely with Guardian's broker dealer (Park Avenue Securities ) to drive revenue through PAS's multifaceted product platform. + Educate producers, ... so they can effectively convey advanced planning recommendations to prospects and clients and educate a client's professional tax and legal advisors on concepts and techniques unfamiliar to them. + Demonstrate superior presentations skills in all areas of… more
- Bank of America (San Francisco, CA)
- …+ Referral Identification + Written Communications **Required Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7, 63/65 or 66 + Displays ... advanced industry knowledge and understanding of investment products **Desired Qualifications:** + Energetic individual that is self-motivated, coachable and flexible in thought + Enjoys a fast-paced environment with changing and evolving responsibilities +… more
- Sunrun (San Francisco, CA)
- …& Commercial Counsel to support a wide range of corporate, securities , M&A, corporate governance, and commercial activities, including drafting and negotiating ... a variety of commercial contracts. The Corporate & Commercial Counsel will be exposed to a variety of legal and business matters. **Role and Responsibilities** + Assist with the company's earnings releases and SEC filings, including 10-Ks, 10-Qs, 8-Ks, proxy… more