- Navy Federal Credit Union (San Diego, CA)
- …sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify prospective participation partners/opportunities ... through prospect calling, networking, and leveraging existing participation business. + Keep current with legislative and industry updates to identify areas for market growth/opportunities, and/or potential concerns impacting NFIS clients and/or business… more
- BMO Financial Group (San Francisco, CA)
- …matters. + Familiarity with digital assets, blockchains, cryptocurrencies, and traditional securities , payments, and/or commodities law. + Negotiation skills - in ... depth. + Verbal & written communication skills - In-depth / Expert. + Analytical and problem solving skills - In-depth / Expert. + Influence skills - In-depth / Expert. + Collaboration & team skills; with a focus on cross-group collaboration - In-depth /… more
- Comerica (San Francisco, CA)
- …products + 5 years of experience developing and executing sales marketing plans + Securities 7 License Salary Range For candidates hired in the state of California ... the expected salary/On-Target Earnings (OTE) range for the role is currently: + California - $180,000 - $280,000 Annually Salary Range(s) is subject to change. Comerica Bank takes several factors into account when determining individual starting pay. These… more
- PennyMac (Westlake Village, CA)
- …software + Financial services experience, especially related to mortgages and mortgage backed securities , is desirable Why You Should Join As one of the top mortgage ... lenders in the country, Pennymac has helped over 4 million lifetime homeowners achieve and sustain their aspirations of home. Our vision is to be the most trusted partner for home. Together, 4,000 Pennymac team members across the country are guided by our core… more
- City National Bank (San Francisco, CA)
- …team, and responsibilities will span across all Wealth businesses - City National Securities , Trust, CNB Wealth Management and City National Rochdale. *WHAT WILL YOU ... DO?* * Strategic Planning and Execution: Develops and implements comprehensive product and program strategies that align with the overall business objectives and client needs. * Product Development and Innovation: Plays a key role in the development and launch… more
- PennyMac (Westlake Village, CA)
- …wide arrange of mortgage-related assets, including mortgage loans, servicing advances, securities , participation interests and servicing rights + Be responsible for ... Corporate Treasury cash management agreements, custodial agreements, confidentiality agreements, guarantees, powers of attorney, and related ancillary agreements + Provide legal support to Corporate Treasury group + Provide legal support for mortgage loan… more
- JPMorgan Chase (San Francisco, CA)
- …and navigates ambiguity to get things done + FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire ... **Preferred qualifications, capabilities and skills** + Bachelor's degree and formal credit training preferred + Strong committed team player, looking to add to a national team of likeminded, passionate Innovation Economy bankers This position is subject to… more
- Wells Fargo (Los Angeles, CA)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Obtaining ... and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. **Location:** + Los Angeles + Other West Coast Market locations may be considered **Pay Range** Reflected is the base… more
- US Bank (Rocklin, CA)
- …banking experience or a combination of experience and commensurate training - FINRA Securities Industry Essentials (SIE), Series 6, and Series 63 or equivalent FINRA ... registrations **Preferred Skills/Experience** - Advanced knowledge of retail product philosophy, policy, procedures, documentation and systems - Advanced knowledge of all retail products and services - Proven customer service and interpersonal skills -… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more