- MUFG (San Francisco, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Robert Half Legal (Oakland, CA)
- …* Familiarity with Antitrust laws and regulations is essential * Experience in Securities Litigation is needed * Proficiency in e-Filing systems is expected * ... Familiarity with Bluebooking citation guide is required * Experience in preparing Discovery Requests is crucial * Experience in preparing Discovery Responses is necessary Robert Half is the world's first and largest specialized talent solutions firm that… more
- Citigroup (San Francisco, CA)
- …will be required. + US Only: S7, S63 (or S66) and S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree, ... Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Counselor **Time Type:** Full time **Primary Location:** San Francisco California United States **Primary Location Full Time Salary Range:** $211,280.00… more
- Citigroup (Beverly Hills, CA)
- …areas. + US Only: S7, S66 (or 63 & 65) & S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree, ... Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Counselor **Time Type:** Full time **Primary Location:** Beverly Hills California United States **Primary Location Full Time Salary Range:** $200,000.00… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Bank of America (Chico, CA)
- …to remain vibrant and vital. **Required Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + 4+ years of progressive professional and/or ... military experience + Ability to obtain Series 7 and 66 licenses within allotted program time + Is a self-starter who efficiently manages time and capacity + Sets and accomplishes goals, achieving whatever one sets their mind to + Builds and nurtures strong… more
- Wells Fargo (San Francisco, CA)
- …check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states ... that Associated Persons should not be subject to statutory disqualification. Successful candidates must also meet ongoing regulatory requirements including additional screening and are required to report certain incidents. Wells Fargo only considers candidates… more
- CoStar Realty Information, Inc. (Los Angeles, CA)
- …selling CRE, digital advertising, marketing solutions, AdTech, PropTech, FinTech, financial securities , business intelligence or data & analytics. + Demonstration of ... commitment to prior employers. + Proven track record of exceeding sales targets and quotas in an environment that emphasizes customer experience. + Candidates must possess a current and valid driver's license. + Satisfactory completion of a Driving… more
- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …and counsel on general corporate matters, including corporate organization, securities compliance, data privacy, risk management, and contract management.* Draft, ... review, and negotiate a variety of legal documents, including employment agreements, vendor contracts, NDAs, customer and service agreements, and license agreements.* Draft, review, and negotiate a broad range of contractual and corporate governance documents,… more