- Snap Inc. (Los Angeles, CA)
- …review, integration, closing mechanics, and monitoring + Assist with other securities and NYSE requirements, including Snap's Quarterly and Annual reports, Form ... 8-Ks, registration statements (Form S-3, S-8), annual stockholder meeting, and listing requirements + Help establish and implement best practices for corporate legal and cross-functional teams + Assist the corporate legal team with other projects as needed… more
- NVIDIA (Santa Clara, CA)
- …compliance with US and international regulations regarding income, tax withholding, securities and reporting for stock awards. + Partner with cross-functional teams ... to maintain and strengthen processes ensuring equity data accuracy, including record-keeping, reporting, reconciliation, and audits. + Drive innovation by identifying and implementing process improvements and automation opportunities that improve efficiency… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- JPMorgan Chase (San Francisco, CA)
- …navigates ambiguity to get things done + FINRA Series 79, 63, 24, and Securities Industry Essentials licenses required or must obtain within 180 days of hire ... **Preferred Qualifications, Capabilities and Skills** + Bachelor's degree and formal credit training preferred + Strong committed team player, looking to add to a national team of likeminded, passionate Innovation Economy bankers FEDERAL DEPOSIT INSURANCE ACT:… more
- US Bank (Aptos, CA)
- …retirement planning, and education funding + Extensive knowledge of the securities industry, including investment and insurance products and services + Knowledge ... of private banking products and services, including credit processes and policies + Strong presentation abilities + Strong relationship management, sales, and new business development skills + Well-developed analytical and problem-solving skills + Excellent… more
- CalSTRS (Sacramento, CA)
- …of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700) ... (http://www.fppc.ca.gov/Form700.html) . **Application Instructions** Dates printed on Mobile Bar Codes, such as the Quick Response (QR) Codes available at the USPS, are not considered Postmark dates for the purpose of determining timely filing of an… more
- The County of Los Angeles (Los Angeles, CA)
- …and evaluates a wide variety of deeds, life insurance policies, negotiable securities , and miscellaneous assets to determine their value; obtains assignments of ... insurance benefits and third party liability liens. Determines whether patients have healthcare coverage and identifies the billable resource(s) for collection. Identifies problem situations and refers patients to other hospital departments, agencies, or… more
- JPMorgan Chase (Los Angeles, CA)
- …Los Angeles region + Ability to mobilize internal networks and resources + FINRA securities licenses 79, 63 and 24 required for the role + Management experience in ... a Commercial Bank setting, specifically leading cross-functional teams with a strong focus on business development. **Preferred qualifications, capabilities, and skills** + Bachelor's degree and formal credit training preferred + Strong leadership skills +… more
- Stanford University (Stanford, CA)
- …Ensure timely disclosure of financial information to investors in Stanford's debt securities , and implement approved changes. Assist in monitoring the internal debt ... portfolio and the use of funds to ensure compliance with applicable regulations, liquidity requirements and financial covenants. Assist in managing compliance program for area of responsibility, interpret internal policy and external regulations, and create… more
- JPMorgan Chase (San Francisco, CA)
- …with senior business and control partners + FINRA Series 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire ... **Preferred Qualifications, Capabilities and Skills** + Bachelor's degree and formal credit training preferred + Sales management and business development skills + Proficiency in building and maintaining positive client relationships + Strong creative solution… more