- Kratos Defense & Security Solutions, Inc. (San Diego, CA)
- …and counsel on general corporate matters, including corporate organization, securities compliance, data privacy, risk management, and contract management.* Draft, ... review, and negotiate a variety of legal documents, including employment agreements, vendor contracts, NDAs, customer and service agreements, and license agreements.* Draft, review, and negotiate a broad range of contractual and corporate governance documents,… more
- JPMorgan Chase (San Francisco, CA)
- …new technology to improve business results + FINRA Series 24, 79, 63 and Securities Industry Essentials licenses required or must obtain within 180 days of hire ... **Preferred Qualifications, Capabilities and Skills** + Bachelor's degree and formal credit training, MBA preferred + Deep recruiting expertise and proven ability to grow and retain top talent + Strong technological proficiency + Excellent organizational,… more
- DuPont (Carlsbad, CA)
- …and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of ... financing. _ _For further discussion of risks, uncertainties and assumptions that could impact the achievement, expected timing and intended benefits of the separation transactions, see DuPont's_ _announcement… more
- Stanford Health Care (Palo Alto, CA)
- …the occurrence/event reporting systems software, including system dictionaries, user securities , software updates, and interface data transaction and reports. Serves ... as a member of the Quality Steering Committee's weekly meeting and administratively manages this meeting. Serves as chairperson for the Patient Safety Team weekly meeting and administratively manages this meeting. + Serves as a resource for patient care… more
- DuPont (Carlsbad, CA)
- …and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of ... financing. _ _For further discussion of risks, uncertainties and assumptions that could impact the achievement, expected timing and intended benefits of the separation transactions, see DuPont's_ _announcement… more
- JPMorgan Chase (Palo Alto, CA)
- …also useful but not required. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... etc.), pre-liquidity planning, and concentrated position management (such as 10b5-1 plans, derivative-based transactions, and exchange funds) will also be a plus. As a Vice-President, Wealth Planner within JP Morgan Wealth Management, you will need a deep… more
- DuPont (Sunnyvale, CA)
- …and effectiveness of Form 10 registration statements with the US Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of ... financing. _ _For further discussion of risks, uncertainties and assumptions that could impact the achievement, expected timing and intended benefits of the separation transactions, see DuPont's_ _announcement… more
- MUFG (San Francisco, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Citigroup (San Francisco, CA)
- …of latitude and discretion. + US Only: S7, S66 (or 63), S3; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University ... degree, Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Counselor **Time Type:** **Primary Location:** San Francisco California United States **Primary Location Full Time Salary Range:** $175,840.00 -… more
- MUFG (Los Angeles, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more