- CalSTRS (Sacramento, CA)
- …divisions or serve the total fund including Treasury Inflation Protected Securities (TIPS), Long Duration Treasuries, Cash Management, Reverse Repo execution, and ... the Associate Portfolio Manager provides independent analysis, consultation and securities trading regarding the development and implementation of various risk… more
- Bank of America (San Francisco, CA)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...technology or applications. **Desired Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + Bachelor's degree and/or a… more
- The Brattle Group (San Francisco, CA)
- …in financial economics, corporate finance, energy, competition, and regulatory economics. ** Securities Intern Role** As a Research Analyst intern at The Brattle ... models to assess value of financial assets, intangible property and securities . + Accounting: Assessing a company's internal controls to identify manipulation… more
- JPMorgan Chase (San Francisco, CA)
- …lending sales team, you will leverage your deep expertise in margin, securities -based lending, custom lending, and mortgages to enhance client experiences and ... closing of transactions. + Serve as a subject matter expert in securities -based lending, margin lending, custom lending and mortgages, staying informed about… more
- Raymond James Financial, Inc. (Sacramento, CA)
- …services environment. + Investment concepts, practices and procedures used in the securities industry. + Principles of finance and securities industry ... and FA practices, business valuation methods and modeling may be required. + Securities rules and regulations in order to conduct proper due diligence analysis of… more
- Wells Fargo (Los Angeles, CA)
- …in Wells Fargo's Lending and Banking Solutions, including Home Mortgage, Securities -Based Lending, Custom Credit, and core deposit products. + Deliver ongoing ... Extensive experience in lending and banking solutions, including Home Mortgage, Securities -Based Lending, Custom Credit, and deposit products tailored to diverse… more
- The Clorox Company (Oakland, CA)
- …administration, and insider trading compliance program. + Assist with other securities and NYSE requirements, including annual shareholder meeting processes. + Own ... and continuously improve operational workflows for securities compliance, ensuring accuracy, timeliness, and alignment with regulatory requirements. + Lead… more
- Atria Wealth Solutions (Dublin, CA)
- …experience, including sales coaching experience. + Series 7, 63, 65 (or 66) Securities Registrations, and Life Insurance licenses are required. + Series 24 or Series ... 9/10 Securities Registrations equivalent required. + Previous Financial Advisor experience...and services, as well as, life insurance, annuity and securities products. + Strong practical understanding of general economic… more
- Edward Jones (Davis, CA)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience +… more
- CBRE (Los Angeles, CA)
- …Finance, and other cross-functional teams on complex issues surrounding corporate governance, securities , and public reporting. This job is part of the Legal ... organization. **What You'll Do:** + Support various corporate governance and securities matters, including SEC and NYSE compliance, and capital markets transactions.… more