• Principal Mid-Corp Relationship Manager - Food…

    Wells Fargo (San Francisco, CA)
    …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required + ​​This position ... check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which… more
    Wells Fargo (08/26/25)
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  • Corporate Banking Associate - Emerging Healthcare…

    Wells Fargo (San Francisco, CA)
    …experience or education **Job Expectations:** + FINRA Series 63, 79, and the Securities Industry Essentials (SIE) must be completed within 90 days of hire date ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
    Wells Fargo (08/26/25)
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  • Senior Wealth Advisor

    Citigroup (San Francisco, CA)
    …to clients based on client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction + Securities Industry Essentials - SIE, Active Series 7, 66 (or 63 and 65) licenses… more
    Citigroup (08/24/25)
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  • Senior Analyst, Structural Market Risk

    BMO Financial Group (San Francisco, CA)
    …of loan prepayment modelling and cash flow waterfalls from structured mortgage-backed securities and other asset-backed securities + Knowledge of stochastic rate ... path valuation concepts + Typically between 4-6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience. + Degree in Finance, Computer Science, Economics, Financial Engineering… more
    BMO Financial Group (08/23/25)
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  • Credit Officer I (Hybrid)

    SMBC (Los Angeles, CA)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (08/23/25)
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  • JCD Administrator (Temp Position)

    SMBC (Los Angeles, CA)
    …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
    SMBC (08/22/25)
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  • Controller

    PCL Construction (Irvine, CA)
    …effectively. * Evaluate and ensure insurance, bonding, and other performance securities are being met to satisfy contract and corporate requirements. **Financial ... forecasting, analysis, and reporting * Advanced knowledge of bid and contract securities and insurance and they relate to risk management, claims management,… more
    PCL Construction (08/22/25)
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  • Markets Program Analyst, Public Finance - (Los…

    Wells Fargo (Los Angeles, CA)
    …or other long-term incentive awards. **REQUIRED QUALIFICATIONS:** + 6+ months of Securities Sales Trading experience, or equivalent demonstrated through one or a ... transfer upon hire. FINRA recognized equivalents will be accepted. + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of… more
    Wells Fargo (08/22/25)
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  • Branch Support Manager

    Wells Fargo (Palo Alto, CA)
    …offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required + This role ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
    Wells Fargo (08/21/25)
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  • Citi Wealth - VP, Portfolio Consultant

    Citigroup (Glendale, CA)
    …skills; Ability to work in both a team and individual creative setting + US Only: Securities Industry Exam, S7 & S66; NOTE: Securities Industry Exam (SIE is a ... prerequisite to the S7) **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Financial Planning Services **Time Type:** Full time **Primary Location:** Glendale California United… more
    Citigroup (08/21/25)
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