- TD Bank (San Francisco, CA)
- …California, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $250,000 - $275,000 USD TD is committed to providing ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- City National Bank (Los Angeles, CA)
- …Bank * Responsible for revenue production goals related to advisory services and securities products. * Assist in developing new relationships with PBB Bank through ... Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and state insurance license required. * CFP designation highly preferred.… more
- JPMorgan Chase (Los Angeles, CA)
- …interpersonal skills. + Strong oral and written communication skills + FINRA General Securities Representative Exam (ie Series 7) and Uniform Securities Agent ... State Law Examination (ie Series 63) required (may take these exams after commencement of employment) JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Wells Fargo (San Francisco, CA)
- …to grow. Wells Fargo is seeking candidates for the role of Lead Securities Quantitative Analytics Specialist, which is a Vice President level role within the ... with all project stakeholders **Required Qualifications:** + 5+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- Meta (San Francisco, CA)
- …regulatory filings, with emphasis on proxy statements 2. Advise on complex securities law compliance and disclosure matters, with emphasis on governance and ... 100 law firm experience 18. Demonstrated experience working on complex securities and corporate matters for Fortune 100 companies **Public Compensation:**… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- SMBC (Los Angeles, CA)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- Fannie Mae (San Francisco, CA)
- …you will review and comment on underwriting and reviewing the issuance of securities to customers. You will be responsible for evaluating the impact of proposed ... related to decision process. * Advise on process related to issuance of the securities or other financial loans to the customer *THE EXPERIENCE YOU BRING TO THE… more
- Citigroup (Downey, CA)
- …to clients based on client profiling and suitability assessments . Make securities recommendations and provide investment advice to clients through a select number ... problem solver and a goal-oriented team player able to work without direction . Securities Industry Essentials - SIE, Active Series 7, 66 (or 63 and 65) licenses… more