- PCL Construction (Glendale, CA)
- …including: + Evaluate, coordinate, and ensure insurance, bonding, and other performance securities are being met per company policy. + Interpret and clarify ... translate it into objectives. + Intermediate knowledge of bid and contract securities and insurance as they relate to risk management, claims management, pricing,… more
- City National Bank (West Hollywood, CA)
- …Bank * Responsible for revenue production goals related to advisory services and securities products. * Assist in developing new relationships with PBB Bank through ... Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and state insurance license required. * CFP designation highly preferred.… more
- Thrivent Financial (Costa Mesa, CA)
- …before contracting. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- JPMorgan Chase (Los Angeles, CA)
- …retirement, and cash flow planning. Knowledge of issues relating to securities -based compensation (restricted stock, employee stock options, performance share units, ... oral communication skills + Strong team player with a predisposition to service + Securities licenses are a plus but will not initially be required for the position… more
- Mizuho Corporate Bank (San Francisco, CA)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... to the Healthcare industry is a huge plus + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Aptitude to synthesize large… more
- CalSTRS (Sacramento, CA)
- …of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700) ... (http://www.fppc.ca.gov/Form700.html) . **Application Instructions** Completed applications and all required documents must be received or postmarked by the Final Filing Date in order to be considered. Dates printed on Mobile Bar Codes, such as the Quick… more
- Wells Fargo (Paso Robles, CA)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of… more
- CIBC (San Francisco, CA)
- …portfolio asset allocation schedules + Run performance reports + Complete securities processing (purchases, redemptions, capital calls, pricing updates) + Research ... and analyze fees + Complete and provide documentation for Annual Review Suite + Initiate contact with clients and their third-party advisors when appropriate + Provide administrative support (answer telephones, prepare well-written correspondence, maintain… more
- MUFG (San Francisco, CA)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- CalSTRS (Sacramento, CA)
- …of certain investment information and use of a designated trading platform for securities transactions, as well as filing a Statement of Economic Interest (Form 700) ... (http://www.fppc.ca.gov/Form700.html) . **Incompatible Activities** This position is subject to the provisions ofGovernment Code Section 19990 (https://leginfo.legislature.ca.gov/faces/codes\_displaySection.xhtml?lawCode=GOV§ionNum=19990.) . Upon accepting… more