- HP Inc. (Spring, TX)
- Assistant General Counsel, Senior Director - Board Operations and Securities Compliance Location: Palo Alto, CA or Houston, TX Reports to: Deputy General Counsel, ... serve as Assistant General Counsel, Senior Director - Board Operations and Securities Compliance. This role is pivotal in driving HP's financial reporting, corporate… more
- Truist (Houston, TX)
- …**Please review the following job description:** **Corporate Overview** : Truist Securities is the full-service corporate and investment banking arm of Truist ... our clients achieve their goals. **Summer Associate Program Overview:** The Truist Securities Summer Associate Program will run for approximately 10 weeks in the… more
- JPMorgan Chase (Plano, TX)
- …difference by supporting clients and streamlining credit approvals. **Job Summary** As a Securities Based Lending Analyst in the Latin America Securities Based ... Lending team, you handle high-volume credit transactions secured by marketable securities . You enhance the client experience by facilitating swift credit approvals… more
- Xerox (Austin, TX)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... Assist in supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee meetings, in… more
- Guardian Life (Austin, TX)
- …collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct branch office ... inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office… more
- ADP (El Paso, TX)
- …to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + Educates employees on account information, plan ... as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials **(can be obtained after being hired into the… more
- Charles Schwab (Westlake, TX)
- …and secured loans. Post settlement, this position will be accountable for accurate securities pricing and data management within the Calypso / Adenza accounting and ... custodian banks to ensure accurate and timely settlement of large cash and securities transactions. + Lead ongoing internal audit reviews and update procedures. +… more
- Toyota (Plano, TX)
- …in managing internal and external investment portfolios by executing securities transactions, performing investment manager evaluations, compliance and risk ... documentation for region activity. Investment and Fundamental Analysis + Execute securities transactions pursuant to TFS and TFSB investment policy, maintain… more
- Truist (Houston, TX)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Huntington National Bank (Addison, TX)
- Description The Huntington Securities , Inc. (HSI) Trade Allocation Specialist is responsible for ensuring timely and accurate trade allocations and corrections for ... Qualifications: + Collaborate with team members to ensure accurate and timely securities trade processing + Resolve operational or trading issues by coordinating… more