- RELX INC (Houston, TX)
- Do you have your JD? Do you have Securities and Antitrust Experience? About our Team Lex Machina fundamentally changes how companies and law firms compete in the ... contribute domain expertise as a Legal Data Expert - Securities and Antitrust at a cutting-edge legal technology company....legal experts + Become an authority on Lex Machina's Securities and Antitrust data + Adopt responsibilities for data… more
- Wells Fargo (Irving, TX)
- …Fargo Banking and Credit Solutions group within BL&T is seeking a Co-Head of Securities Based Lending. The Securities Based Lending team offers purpose and ... for process improvement and risk control development within the Securities Based Lending Team + Work in partnership with...Lending Team + Work in partnership with Co-Head of Securities Based lending to provide vision and make strategic… more
- Brink's (Coppell, TX)
- …participate and grow. Job Description Brink's is seeking an experienced Corporate and Securities Counsel & Assistant Corporate Secretary to join our Legal team. This ... role will be responsible for providing legal support on securities law compliance, corporate governance, and public company reporting obligations. The successful… more
- Sysco (Houston, TX)
- …Work from home on Thursday and Friday.** The **Associate General Counsel, Securities and Corporate Governance** will report to the Executive Vice President, Chief ... and business stakeholders at all levels across the enterprise on securities , corporate governance, compensation and benefits, [entity management] and ESG matters.… more
- Guardian Life (Austin, TX)
- …collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct branch office ... inspections using risk-based testing methodologies to ensure compliance with FINRA Rule 3110 and, in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a risk-based plan for the branch office… more
- Wells Fargo (Houston, TX)
- …resolve and achieve goals **Required Qualifications:** + 6+ months of Securities Trading-Program experience or equivalent demonstrated through one or a combination ... of the following: work experience, training, military experience, education **Desired Qualifications:** + Strong analytical skills with high attention to detail + Excellent verbal, written, and interpersonal communication skills + Strong work ethic,… more
- Comerica (Dallas, TX)
- …Direct exposure to senior and executive leadership both within Comerica Securities and at individual client companies through participation on small, project- ... must pass a background check and complete registration with securities industry regulator FINRA by passing the Series 7,...passing the Series 7, Series 79 and Series 63 securities exams within a defined period after matriculation; must… more
- ADP (Dallas, TX)
- …to successfully obtain and maintain their series 6 and 63 FINRA securities licenses._** **Job Responsibilities:** + Educates employees on account information, plan ... as needed. **Job Requirements:** + FINRA Series 6 and 63 securities licenses and Securities Industry Essentials **(can be obtained after being hired into the… more
- Truist (Fort Worth, TX)
- …degree or equivalent experience and related training. 2. Experience in the securities industry and/or a sales assistant role. 3. Knowledge of securities ... to appropriately interact with clients of all experience levels regarding securities transactions and brokerage accounts. 7. Effective time management skills. 8.… more
- Comerica (Frisco, TX)
- …the Balance Sheet Manager in the oversight of up to $25 billion fixed income securities portfolio which is a major provider of liquidity and interest income to the ... to formulate investment strategy, purchases and sales of multimillion-dollar securities , internal, external, and regulatory reporting, and portfolio maintenance on… more