- Citigroup (Houston, TX)
- …areas. + US Only: S7, S66 (or 63 & 65) & S31; NOTE: Securities Industry Exam (SIE is a prerequisite to the S7) **Education:** + Bachelor's/University degree, ... Master's degree preferred **Job Family Group:** Private Client Product Services **Job Family:** Investment Counselor **Time Type:** Full time **Primary Location:** Houston Texas United States **Primary Location Full Time Salary Range:** $200,000.00 -… more
- JPMorgan Chase (Plano, TX)
- …goals and is comprised of the Chase wealth management business, JP Morgan Securities and Online Investing - our digital investing platform. The combined business has ... ~$400 billion in assets under management and ~4,500 advisors who work out of 3,500 branches and 21 offices. Digital Product Strategy & Acceleration is part of the Product Acceleration Garage (PAG) in Wealth Management Product & Experience. This team takes new… more
- EquipmentShare (Dallas, TX)
- …quarterly and annual reporting filing requirements. + Ensure compliance with securities laws, tax regulations, and Company policies. + Provide employee support ... and coordinate communications regarding equity awards, policies, and tools. + Assist with external audits, vendor coordination, and execution of internal controls. + Support education initiatives to help employees understand the features of the Company's… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
- Coinbase (Austin, TX)
- …models to evaluate new initiatives (eg, new custody features, tokenized securities , or derivatives products) and guide resource allocation. * Lead forecasting, ... budgeting, and variance analysis, turning insights into actions that directly influence executive decision-making. * Directly influence product strategy and insights that drive long-term growth * Partner cross-functionally with Product, Data Science, Business… more
- JPMorgan Chase (Houston, TX)
- …As a Lead Software Engineer at JPMorgan Chase within Commercial and Investment Bank - Securities Lending, you are an integral part of an agile team that works to ... enhance, build, and deliver trusted market-leading technology products in a secure, stable, and scalable way. As a core technical contributor, you are responsible for developing critical technology solutions across multiple technical domains within various… more
- Palo Alto Networks (TX)
- …and insights for all supporting regions aligning with Next Generation Securities deployment model. + Partner closely with Operations and Strategy, Enablement, ... Marketing, Industry, Business Value, Cortex/Cloud Acceleration, Services, Solution Architects, and Partner Channel development of field sales campaigns and execution. + Drive the collaboration of the leadership team by leading weekly staff calls,… more
- Thrivent Financial (Dallas, TX)
- …and variable lines of authority or attained within 90 days . + State securities registered and insurance licensed and appointed in all states that comprise the ... market or are aligned to specific financial advisors that are assigned. + Satisfactory background check and clean compliance record. + Flexibility to travel within the region (may include overnight), up to 50%, and conduct business during evening hours . +… more
- Bank of America (Fort Worth, TX)
- …execute and confirm trade orders as well as a variety of securities transactions initiated by self-directed clients Assist clients with brokerage consumer website ... usage and navigation Educate potential and existing clients about investment products, services and trading strategies Research and resolve client requests Maintain current knowledge of Merrill products, policies, and services while keeping abreast of… more
- Bank of America (Dallas, TX)
- …leading and negotiating with a team of bank associates to solve client problems. + Securities Industry Essentials (SIE), Series 7 & 63 (Must obtain SIE, series 7 & ... 63 license within 180 days of start date) **Desired Skills:** + Undergraduate degree in related field or equivalent work experience. MBA desirable. + Existing knowledge of the market preferred. + Active member/participation in local community organizations. +… more
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