- Edward Jones (El Paso, TX)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Operations & Technology… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Burns & McDonnell (Houston, TX)
- …the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. + ... Support and conduct project safety, quality, progress and financial audits and assessments as required. + Facilitate the materials receiving and management process including inventory control, receiving of goods, storage, and transportation. + Collaborate with… more
- Raymond James Financial, Inc. (Houston, TX)
- …Banking. * Fundamental investment concepts, practices and procedures used in the securities industry. * Financial markets and products. **Skill in** * Communicating ... effectively, both orally and in writing. * Analytical skills sufficient to assess and explain events in the market. * Problem solving. * Operating standard office equipment's and using required software applications, including Microsoft Office and established… more
- Ferguson Enterprises, LLC. (Humble, TX)
- …+ Knowledge of credit fundamentals (ex: financial statement analysis, secondary securities , contract/bankruptcy law, etc.). At Ferguson, we care for each other. ... We value our well-being just as much as our hard work. We are committed to a holistic approach towards benefits plans and programs that support the mental, physical and financial well-being of our associates. Our competitive offering not only includes benefits… more
- Raymond James Financial, Inc. (Houston, TX)
- …Banking. + Fundamental investment concepts, practices and procedures used in the securities industry. + Concepts, practices and procedures of Tax and Accounting. + ... Financial markets and products. + Leading business concepts learned in graduate degree setting. **Skill in:** + Communicating effectively, both orally and in writing. + Analytical skills sufficient to assess and explain events in the market. + Problem solving… more
- JPMorgan Chase (Houston, TX)
- …within three months of hire the FINRA Series 79, Series 63 and Securities Industry Essentials (SIE) licenses JPMorganChase, one of the oldest financial institutions, ... offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history spans over 200 years and today we are a… more
- Truist (Dallas, TX)
- …and traditional retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu ... of 66) and applicable Insurance licenses (Life, Health, and Variable) must be active and maintained, or must be obtained within 100-150 days of job entry date. Active FINRA licenses must be transferred within 60 days of job entry date. Must be SAFE Mortgage… more
- Wolters Kluwer (Austin, TX)
- …In Financial Services, we support banks, non-bank lenders, credit unions, insurers, and securities firms of all sizes with a wide array of loan compliance and ... regulatory compliance solutions, including lien solutions. **Why Join Us?** + Influence the future of AI-powered products at scale in a company with deep domain expertise. + Work with top-tier AI talent and a modern AI platform. + Play a pivotal role in… more