- Bank of America (Round Rock, TX)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...technology or applications. **Desired Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + Bachelor's degree and/or a… more
- Bank of America (Tomball, TX)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...technology or applications. **Desired Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + Bachelor's degree and/or a… more
- S&P Global (Dallas, TX)
- …will be essential in researching a wide range of datasets for Fixed Income securities to then be used for index management and maintenance. Your role is key ... a wide range of data sets for Fixed income securities - such as security Reference data, Corporate actions,...Index Management. + Exposure to a broad range of securities and index concepts. + Collaborate with global stakeholders… more
- Raymond James Financial, Inc. (Dallas, TX)
- …by the financial advisor. * Oversees the process of outside account reporting, securities litigation submissions and renewing of insurance and state securities ... and methods. * Investment concepts, practices and procedures used in the securities industry. * Financial markets, products and industry regulations. **Skill in** *… more
- S&P Global (Dallas, TX)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- S&P Global (Dallas, TX)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- USAA (San Antonio, TX)
- …with Health, Life or Retirement Income. + Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities ... Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits. + Responsible for the implementation and sustainment of seasonal surge strategies through internal and… more
- S&P Global (Dallas, TX)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Thrivent Financial (Dallas, TX)
- …90 days of pay and coaching as you obtain the state insurance and securities licenses necessary for this position . Role Description As a Virtual Financial Advisor ... variable lines of authority or obtained within 90 days + Eligibility to be securities registered and insurance licensed in all 50 states + Sales experience +… more
- Bank of America (Addison, TX)
- …Fund companies and 15 Alternative Investment representing over 40,000 unique securities ** **Responsible for the oversight of ~$30 billion in dividend distributions, ... over $100 million, annually** **Support for more than 10,000 Private Bank securities amounting to over $2.5 billion, annually** **Timely resolution of discrepancies… more