- Bank of America (Houston, TX)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66...technology or applications. **Desired Qualifications:** + Currently holds FINRA Securities Industry Essentials (SIE) + Bachelor's degree and/or a… more
- USAA (Plano, TX)
- …of other technical resources needed. + May fulfill the responsibilities of a securities principal: In conjunction and coordination with Securities Counsel and ... Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits. + Responsible for the resolution of complex operations issues and/or member escalations. + Maintains compliance with… more
- TD Bank (Dallas, TX)
- …**2027** **Summer** **Analyst** **Program** **-** **M&A** **(** **Dallas** **)** TD Securities is a market leader in Mergers & Acquisitions and strategic ... What makes M&A right for you? + M&Aat TD Securities offers the opportunity to gain extensive industry experience,...tasks under direct or general supervision. Exemplifies the TD Securities Culture and Customer Service Philosophy. The intern will… more
- TD Bank (Houston, TX)
- …**-** ** Investment Banking** **,** **Energy** **(** **Houston** **)** ** ** TD Securities is a market leader in Capital Markets and Corporate & Investment Banking, ... makes Investment Banking right for you? + Investment Banking at TD Securities offers the opportunity to gain extensive industry experience, develop long-lasting… more
- JPMorgan Chase (Plano, TX)
- Join JP Morgan Securities Services and be part of a team that drives innovation and transformation across the investment lifecycle. As a global leader, we deliver ... fund accounting, administration, middle office, foreign exchange, liquidity management, securities financing, collateral management, data solutions, and regulatory insights.… more
- Bank of America (Frisco, TX)
- …Solutions Advisor Stage I (FSA I),** your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... ** Securities Industry Essentials** **[SIE], Series 7** and **Series 66...technology or applications. **Desired Qualifications:** + **Currently holds FINRA Securities Industry Essentials (SIE)** + Bachelor's degree and/or a… more
- Thrivent Financial (Dallas, TX)
- …90 days of pay and coaching as you obtain the state insurance and securities licenses necessary for this position . Role Description As a Virtual Financial Advisor ... variable lines of authority or obtained within 90 days + Eligibility to be securities registered and insurance licensed in all 50 states + Sales experience +… more
- S&P Global (Dallas, TX)
- …we drive innovation and power global markets. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts ... of interest by monitoring and placing restrictions on personal securities holding and trading. The Policy is designed to...candidates at S&P Global may be asked to disclose securities holdings. Some roles may include a trading prohibition… more
- Thrivent Financial (Amarillo, TX)
- …before contracting. + Satisfactory background check, fingerprinting and securities registration and/or insurance licensing verification, if applicable. Compensation ... the marketing name for Thrivent Financial for Lutherans. Insurance products, securities and investment advisory services are provided by appropriately appointed and… more
- JPMorgan Chase (San Antonio, TX)
- …were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life ... AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more
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