- Comerica (Frisco, TX)
- …the Balance Sheet Manager in the oversight of up to $25 billion fixed income securities portfolio which is a major provider of liquidity and interest income to the ... to formulate investment strategy, purchases and sales of multimillion-dollar securities , internal, external, and regulatory reporting, and portfolio maintenance on… more
- Wells Fargo (Fort Worth, TX)
- …experience, training, military experience, education + Successfully completed Securities Industry Essentials (SIE) exam or equivalent **Desired Qualifications:** ... For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required +...subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Scotiabank (Houston, TX)
- …Legal or Internal Controls experience. + Strong understanding of applicable US securities regulations eg SEC 10b-5, securities offering regulations (`33 Act), ... + BA/BS or international equivalent. Graduate degree desired but not required. + Securities licenses, eg, Series 79 preferred, but not required + Strong computer… more
- S&P Global (Dallas, TX)
- …will be essential in researching a wide range of datasets for Fixed Income securities to then be used for index management and maintenance. Your role is key ... a wide range of data sets for Fixed income securities - such as security Reference data, Corporate actions,...Index Management. + Exposure to a broad range of securities and index concepts. + Collaborate with global stakeholders… more
- TD Bank (Dallas, TX)
- …We are looking for candidates interested in Investment Banking to join TD Securities as an **M&A Analyst (** **Full-Time** **)** starting July 2026. **Investment ... Banking Overview** TD Securities is a market leader in Capital Markets and...Banking right for you?** + Investment Banking at TD Securities offers the opportunity to gain extensive industry experience,… more
- Truist (Dallas, TX)
- …reporting requirements and state and federal laws governing commercial mortgage-backed securities + Quarterly business plan and cash flow preparations and ... of bank, conventional, agency, private credit, and/or commercial mortgage-backed securities origination and servicing is recommended; + Willingness to perform… more
- USAA (Plano, TX)
- …programs, projects, and initiatives. + Fulfills the responsibilities of a securities principal as appropriate: In conjunction and coordination with Securities ... Counsel and Securities Compliance, provides research and documentation support for use in responding to regulatory authority inquiries and audits. + Ensures risks associated with business activities are effectively identified, measured, monitored, and… more
- Thrivent Financial (Dallas, TX)
- …90 days of pay and coaching as you obtain the state insurance and securities licenses necessary for this position . Role Description As a Virtual Financial Advisor ... variable lines of authority or obtained within 90 days + Eligibility to be securities registered and insurance licensed in all 50 states + Sales experience +… more
- JPMorgan Chase (Webster, TX)
- …were registered after October 1, 2018 you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and active Series 66 (63/65), and Life ... AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of… more
- Raymond James Financial, Inc. (Georgetown, TX)
- …methods. + Advanced investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + Series 7 required. + Series 63, 65 and/or 66 as required by state. + Ability to obtain additional securities and advisory state registrations if required by state. more