- Bank of America (Galveston, TX)
- …Solutions Advisor Stage I (FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for your ... Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor… more
- Citigroup (Houston, TX)
- …is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions. **Responsibilities:** + Serve as a strategic partner ... teams. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- Bank of America (Plano, TX)
- …+ Experience with Test Driven Development (TDD/BDD) + Knowledge of Stock loan / Securities Finance a plus + Knowledge of the trade lifecycle (Trading, Middle Office, ... with database performance and tuning a plus + Knowledge of Stock loan / Securities Finance a plus + Knowledge of the trade lifecycle (Trading, Middle Office,… more
- Fifth Third Bank, NA (Dallas, TX)
- …. Provide support to the Capital Markets businesses by assessing whether securities products and capital markets services would be appropriate for a particular ... organization. . Expertise in one or more business sectors is a plus. . Securities Industry Essentials (SIE), Series 79, and 63 license required. . Series 24 license… more
- Wells Fargo (Houston, TX)
- **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking ... for less experienced staff **Required Qualifications:** + 7+ years of Securities Quantitative Analytics experience, or equivalent demonstrated through one or a… more
- Bank of America (Dallas, TX)
- …of the Advisor Development Program,** your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for ... your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an… more
- Wells Fargo (Bee Cave, TX)
- …offer acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required + This role ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Bank of America (Fort Worth, TX)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more
- Citigroup (Houston, TX)
- …+ Coordinate with Sales, Research, CMand and other organizations across Markets and Securities Services and the broader business + Trade a book and deliver on ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures as defined by your role… more
- Raymond James Financial, Inc. (San Antonio, TX)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience,… more