- Bank of America (Frisco, TX)
- …of the Advisor Development Program,** your journey begins obtaining your Securities Industry licenses, where you receive dedicated and personalized classes for ... your Securities Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an… more
- Bank of America (Addison, TX)
- …revenue, servicing fees, abandoned properties, remediation payments and restricted/specialized securities . Legal orders include subpoenas, levies, freeze orders and ... requests for information or documents. Assets are investments or securities that have value and can be exchanged, owned, or sold to produce a profit or future… more
- Robert Half Finance & Accounting (Dallas, TX)
- …and presentations to support key business decisions. * Evaluate fixed income securities and conduct loan valuations. * Collaborate with cross-functional teams to ... accounting, or a related field. * Strong understanding of fixed income securities and loan valuation. * Proficiency in accounting standards and economic principles.… more
- Bank of America (Fort Worth, TX)
- …Advisors (FAs). As a WMCA - ADP your journey begins by obtaining your Securities Industry licenses, where you will receive dedicated study time for your ... Securities Industry Essentials [SIE], Series 7, and Series 66 Exams. Your SIE, Series 7 & 66 must be obtained within 120 days; (63 & 65 accepted, in lieu of 66, if… more
- Raymond James Financial, Inc. (Fort Worth, TX)
- …and methods. + Investment concepts, practices and procedures used in the securities industry. + Financial markets, products and industry regulations. + Trading ... + High School Diploma or equivalent and one (1) or more years securities industry or related work experience preferred, or an equivalent combination of experience,… more
- Deloitte (Dallas, TX)
- …3210 + Coordinate review and diligence of outside business activities and private securities transactions in accordance with FINRA Rules 3270 and 3280 + Assist with ... + 2+ years of experience working in regulatory and/or compliance driven environment. Securities Industry Essentials (SIE) and FINRA Series 7 license required or must… more
- Charles Schwab (Austin, TX)
- …you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to ... + Passion for service to clients + Motivation to learn about the securities industry, including the basic principles of equity, option, and mutual fund transactions… more
- TD Bank (Houston, TX)
- …**Job Description:** **2027** **Summer Analyst Program -** **CIB Credit (Houston)** TD Securities is a market leader in Corporate & Investment Banking (CIB), ... performing assigned tasks under direct or general supervision. Exemplifies the TD Securities Culture and Customer Service Philosophy. The intern will be required to… more
- Wells Fargo (The Woodlands, TX)
- …acceptance. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite is required. + Obtaining ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Bank of America (Houston, TX)
- …Solutions Advisor Stage I (ADP FSA I), your journey begins obtaining your Securities Industry licenses, where you receive dedicated study time for your Securities ... Industry Essentials [SIE], Series 7 and Series 66 Exams. Once you obtain your licenses, you will be taught the foundational skills needed to be an advisor - from acquiring, building and managing client relationships to considering a client's complex financial… more