- Charles Schwab (Westlake, TX)
- …candidates should have: **Required Qualifications:** + 5-7 years legal experience in the securities industry (such as in a large broker-dealer or mutual fund firm) ... mutual fund regulatory filings and ability to research filings on the Securities and Exchange Commission regulatory filing website. + Strong contract drafting skills… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Charles Schwab (Austin, TX)
- …you with the paid training, study time, and support you need to obtain your Securities Industry Essentials and FINRA Series 7 & 63 licenses. If you are eager to ... + Passion for service to clients + Motivation to learn about the securities industry, including the basic principles of equity, option, and mutual fund transactions… more
- MUFG (Irving, TX)
- …focused on evaluating effectiveness of controls and compliance with Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Capital One (Plano, TX)
- …or military experience + At least two years of accounting or securities industry experience or a combination **Preferred Qualifications** + Financial Industry ... + Master's degree in Accounting or Finance + 3+ years of accounting or securities industry experience or a combination **At this time, Capital One will not sponsor… more
- Marex (Dallas, TX)
- …Role: Marex is seeking a Junior Trader for the TBA Desk (To-be-announced (TBA) securities ). This individual will be an ambitious and proactive individual in a junior ... TBA product trading capability to support liquidity for clients. + To-be-announced (TBA) securities . + Assist Senior Traders in managing market risk for the TBA… more
- Thrivent Financial (Brenham, TX)
- …of Investigation for review against nationwide fingerprint records. All persons with securities registrations are subject to TIMI's Outside Securities Accounts ... Policy which requires all outside brokerage accounts to be maintained at one of the firms designated by TIMI. At Thrivent, we believe money is a tool, not a goal. Driven by a higher purpose at our core, we are committed to providing financial advice,… more
- Fannie Mae (Plano, TX)
- …you will work with your team to underwrite and review the issuance of securities to customers. *THE IMPACT YOU WILL MAKE* The Multifamily Underwriting - Structured ... lending decisions * Recommend changes to process related to the issuance of securities or other financial loans to the customer *THE EXPERIENCE YOU BRING TO… more
- Insight Global (Dallas, TX)
- …program in accordance with the rules and regulations of the US Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). ... key role in ensuring that the fund's operations comply with applicable federal securities laws, internal policies, and industry best practices. The Deputy CCO will… more
- Mizuho Corporate Bank (Houston, TX)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... some upstream technical experience is preferred + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Must have experience… more