- Mizuho Corporate Bank (Houston, TX)
- …management and strategic transaction development to execute banking and securities mandates and originate idea generation for potential acquisitions, divestitures ... some upstream technical experience is preferred + Knowledge of corporate finance, securities , financial markets and risk & pricing analysis + Must have experience… more
- Edward Jones (Odessa, TX)
- …assigned study period + At least 3-5 years of relevant experience in securities industry preferred + FINRA licenses required within three months. State insurance ... licenses required + As an associate, you are required to complete all ongoing training offered by the firm and regulatory authorities, as well as required training to maintain license in good standing Read More About Skills/Requirements **Awards & Accolades**… more
- JPMorgan Chase (Grand Prairie, TX)
- …AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of ... FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the… more
- Citigroup (Roanoke, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Charles Schwab (Austin, TX)
- …business disciplines. + Experience in financial, investment management, and securities markets preferred. **Required Competencies:** + Architecture Management - ... Leading the design, implementation, and ongoing support of architectural initiatives from inception to operational maintenance, with a focus on driving initiatives across teams and enterprises + Conceptual Thinking - Finding effective solutions by taking a… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- JPMorgan Chase (Houston, TX)
- …+ Beginning Oct. 1, 2018, if you are not currently registered, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 or ... 66 if required) and Life licenses are required - or must be successfully completed within 180 days of starting the role + Compliance with Dodd Frank/Truth in Lending Act* + High school degree, GED, or foreign equivalent + Adherence to policies, procedures, and… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Scotiabank (Dallas, TX)
- …services regulatory regimes, including Federal and State banking, commodity, securities and investment management laws, regulations and interpretations, (ii) working ... closely with the relevant compliance advisory team(s) to update the department's inventory of obligations and controls, (iii) developing and maintaining an electronic database that will house regulatory obligations and risk-related controls, (iv) driving the… more
- Bank of America (Dallas, TX)
- …while leading with a client first mindset **Required Qualifications:** + FINRA Securities Industry Essentials (SIE), Series 7, 63/65 or 66 + Displays advanced ... industry knowledge and understanding of investment products **Desired Qualifications:** + Energetic individual that is self-motivated, coachable and flexible in thought + Enjoys a fast-paced environment with changing and evolving responsibilities + Detail… more
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