- JPMorgan Chase (San Antonio, TX)
- …around these activities **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials (SIE), Series 7 and 63 (or equivalent) must ... be obtained within 90 days of employment + Strong compliance record in prior position(s) and ability to hold a registration in all 50 states + Ability to create and foster strong partnerships with business partners, working independently as well as in a team… more
- JPMorgan Chase (Plano, TX)
- …in Microsoft Office Suite (Excel, PowerPoint, and Word). + Experience in securities operations, brokerage, or custody operations. + Strong team collaboration skills, ... with the ability to adapt to dynamic environments and work effectively across teams. **Preferred Qualifications, Capabilities, and Skills** + Strong analytical, problem-solving, and solutions management skills. + Strategic and results-driven thinker with a… more
- Grant Thornton (Dallas, TX)
- …bodies, including the American Institute of Certified Public Accountants, Securities Exchange Commission, Public Company Accounting Oversight Board, International ... Federation of Accountants, Government Accountability Office, and Department of Labor. This role will apply need to apply a broad knowledge of professional standards to assist engagement teams in evaluating or monitoring independence and assisting others in the… more
- ADP (Dallas, TX)
- …meaningful impact. **Bonus points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) ... Series 6 and 63 licensing is a plus; candidates with great sales acumen will be considered pending appropriate licensing within the first 45 days of employment. **YOU'LL LOVE WORKING HERE BECAUSE YOU CAN:** + **Be yourself** in a culture that values equity,… more
- Citigroup (Houston, TX)
- …to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same ... + Adhere to all policies and procedures as defined by your role which will be communicated to you + Obtain and maintain all registrations/licenses which are required for your role, within the appropriate timeframe + Appropriately assess risk when business… more
- Bank of America (Houston, TX)
- …**Experience structuring loans secured by commercial real estate, marketable securities , hedge funds, artwork, or other non-traditional collateral** **Skills in ... business development, relationship management, client engagement, and strategic thinking Skills Required: Skills:** **Business Development** **Client Management** **Loan Structuring** **Relationship Building** **Active Listening** **Credit Analysis**… more
- CIBC (Houston, TX)
- …to provide CIBC with an appropriate "due diligence defense" under applicable securities legislation + Organize presentations to potential clients, assisting in the ... development of presentation information + Follow up credit-related customer queries and customer service-related matters not otherwise covered by Credit Processing Services. Acts as liaison with officers of Credit Processing Services + Liaise with other units… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Amazon (Dallas, TX)
- …entities involved in the issuance, buying, selling, settling, and clearing of securities and derivative instruments. Our Capital Markets customer base spans a broad ... spectrum of financial services organizations: Buy-Side: Hedge funds, asset managers, wealth managers, and private equity firms Sell-Side: Investment banks and market makers Market Infrastructure & Data Providers: Organizations that power the financial markets… more
- MUFG (Irving, TX)
- …is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity ... Exchange Act, and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this… more
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