- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- DR Horton, Inc. (Austin, TX)
- …Analyst approval, provide user setups, design and implement all Empower level loan/user securities * Carry out activities as designated by a Project Manager or Team ... Leader * Perform processes as necessary to tune and maintain proprietary software to meet the needs of DHIFS * Under general supervision, maintain and modify existing application programs * Write new programs of moderate to complex difficulty and scope working… more
- Charles Schwab (Bee Cave, TX)
- …asset consolidation, networking, and earning client referrals. If you currently have your securities license, enjoy working in a team setting, and share our passion ... for serving clients - this role is for you. **What you have** **Required Qualifications:** + A valid and active FINRA Series 7 license required + Obtaining or acquiring FINRA Series 66 (63/65) license and Life & Health Insurance as it will be required during… more
- Edward Jones (Dallas, TX)
- …as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA ... Rule 3110(e). A copy of a notice regarding the provisions of the Los Angeles County Fair Chance Ordinance is available at: dcba.lacounty.gov/wp-content/uploads/2024/08/FCOE-Official-Notice-Eng-Final-8.30.2024.pdf . Read More About Job Overview… more
- Charles Schwab (Westlake, TX)
- …portfolio of matters includes a remarkable variety, including those based in securities law, contract law, antitrust law, insurance law, and construction law-just to ... name a few. + **Having fun** : Culture is important to us! You'll be joining a terrific team and some of the best professionals in the industry. While this is serious work, none of us take ourselves too seriously. + **Other duties as otherwise assigned:**… more
- JPMorgan Chase (San Antonio, TX)
- …around these activities **Required qualifications, capabilities, and skills** + FINRA Securities Industry Essentials (SIE), Series 7 and 63 (or equivalent) must ... be obtained within 90 days of employment + Strong compliance record in prior position(s) and ability to hold a registration in all 50 states + Ability to create and foster strong partnerships with business partners, working independently as well as in a team… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... a brain and a soul, Citi creates economic value that is systemically responsible and in our clients' best interests. As a financial institution that touches every region of the world and every sector that shapes your daily life, our Enterprise Operations &… more
- Scotiabank (Dallas, TX)
- …business experience in capital markets, structured credit, or mortgage-backed securities . * Demonstrated systems knowledge and experience with technologies relevant ... to mortgage capital markets. * Proven critical thinking, continuous improvement, and transformation leadership, delivering high performance aligned to group and Bank strategic direction. * Track record of managing highly complex technology projects, including… more
- Wells Fargo (Bryan, TX)
- …specified period. For specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite will be required + For ... the following states where hired, FINRA Series 65 (or equivalent) will also be required to be completed within a specified period: AK, AL, CT, DE, HI, IA, ID, IN, KS, MD, MI, MN, MS, MT, NC, ND, NE, NM, OR, SC, SD, TN, TX, UT, VA, WA, WI, and WY. The State of… more
- JPMorgan Chase (Lubbock, TX)
- …AMOUNT INVESTED Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor, member of ... FINRA and SIPC. Annuities are made available through Chase Insurance Agency, Inc. (CIA), a licensed insurance agency, doing business as Chase Insurance Agency Services, Inc. in Florida. JPMS, CIA and JPMorgan Chase Bank, NA are affiliated companies under the… more