- TD Bank (New York, NY)
- …this role.**Job Description:**The TDS US Compliance team is looking for an Associate candidate (Senior Compliance Officer) to join the new Trade Surveillance team. ... Preferred 3-5 years of experience in trade surveillance of Fixed Income Products, with relevant knowledge of trade lifecycle and capital markets business.KEY ACCOUNTABILITIESSHAREHOLDER * Consistently exercise discretion in managing correspondence, information… more
- Guggenheim Partners (New York, NY)
- …/Vice President - Credit Analyst, Warehouse Lending ExecutionGuggenheim Securities **Position Summary Guggenheim Securities ("Guggenheim") is establishing ... Senior Associate /Vice President Credit Analyst Warehouse Lending Execution page...may include other components such as incentive compensation.**About Guggenheim Securities **.Guggenheim Securities is the investment banking and… more
- Chardan Capital Markets, LLC (New York, NY)
- …innovation and collaboration. The firm is a registered broker-dealer with the US Securities and Exchange Commission and a member of FINRA, SIPC, and NASDAQ. About ... the Role: Chardan is seeking an Associate General Counsel or Senior Counsel to join our...documents, shareholder agreements, and a variety of commercial contracts. Securities Filings and Transactional Support: Review, revise, and draft… more
- PowerToFly (New York, NY)
- We are looking for a strong Analyst/ Associate to join our New York or West Conshohocken based Investment Support team. The role is a Middle Office role sitting ... global financial services firm providing a wide range of investment banking, securities , investment management and wealth management services. As a market leader,… more
- Quest Recruitment (New York, NY)
- …world's leading international law firms, seeks to hire a highly qualified midlevel associate with law firm experience to join our Investment Management - Financial ... Have comparable law firm experience and/or experience working at the Securities and Exchange Commission. Have familiarity and demonstrated experience with the… more
- Macquarie Bank Limited (New York, NY)
- …- no matter what role - contributes ideas and drives outcomes. As Associate General Counsel, you will support US registered and unregistered investment companies, ... funds, related portfolio investments (eg, M&A, private placements, complex securities ), general corporate matters, and other special projects. Salary range… more
- Stripe, Inc (New York, NY)
- Associate , Investment Banking, Global Industrials Group - CITI Primary Location: United States,New York,New York Education: Bachelor's Degree Job Function: ... the Time Job ID: 19017406 Description Job Overview The Associate will be a key player in the execution...finance issues, capital raising (issuance of equity and debt securities ), risk management and other financial issues. Qualifications: Must… more
- PowerToFly (New York, NY)
- …(MSIM) is one of the largest global asset management organizations of any full‑service securities firm, with more than 40 years of history, a presence in 24 ... worldwide. Morgan Stanley Investment Management is seeking an Analyst or Associate to join its US Portfolio Surveillance/Investment Compliance team within the… more
- Macquarie Bank Limited (New York, NY)
- Macquarie Asset Management is searching for an Associate General Counsel to work in its Credit & Insurance business, covering credit BDCs, '40 act funds, private ... and drives outcomes. What role will you play? As Associate General Counsel, you will support fundraising and fund...knowledge of the Investment Company Act of 1940, US securities laws, and the financial services industry, preferably with… more
- Univest (New York, NY)
- Investment Banking Associate / VP - Generalist We are seeking result-driven mid-to-senior level Bankers to lead the execution of capital markets and advisory ... directly to the COO and Co-Head of Investment Banking at Univest Securities , offering significant visibility, autonomy, and responsibility for business growth and… more
