- Raymond James Financial, Inc. (New York, NY)
- …expanding the firm's reach, improving recruitment outcomes, and developing team capabilities. Associate in this role will be located on the East Coast. **Essential ... **Knowledge of:** Financial advisor business models and practice structures. Securities industry regulations and compliance standards. Recruitment and talent… more
- Edward Jones (New York, NY)
- …in the branch of mutual trust, respect, feedback, and accountability. + As an associate , you are required to complete ongoing training offered by the firm and ... as set forth in Section 3(a)(39) and 15(b)(4) and Rule 17a-3(a)(12) of the Securities and Exchange Act of 1934, and conducts background reviews consistent with FINRA… more
- TD Bank (New York, NY)
- …and/or confidential material requiring discretion **Education & Experience:** + Associate 's degree and/or Bachelor's degree or progressive work experience in ... proficiency with spreadsheets, reporting tools and presentation software **Who We Are** TD Securities offers a wide range of capital markets products and services to… more
- New York State Civil Service (Albany, NY)
- …receipts, investments, and collateral.Assist with the purchase and sale of securities in coordination with the accounts payable disbursement process.Coordinate the ... Qualifications Minimum QualificationsBachelor's degree plus two years relevant experience or an Associate 's degree plus four years of relevant experience or a high… more
- Cardinal Health (Albany, NY)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... transactions, including strategic sourcing, clinical trial services, confidentiality, Business Associate and information security agreements **_Qualifications_** + 8+ years… more
- Edward Jones (Rochester, NY)
- …degree is strongly preferred or equivalent work-related experience within the securities /financial services industry + Financial services and/or sales experience + ... required within three months. State insurance licenses will be required. + As an associate , you are required to complete ongoing training offered by the firm and… more
- New York State Civil Service (Albany, NY)
- …Qualifications* Professional Risk Managers' International Association certifications: o Associate Professional Risk Managero Credit and Counterparty Managero Market, ... development. * Reviewing traded products, related derivative and cash securities pricing techniques, Value-at-Risk, and/or counterparty credit risk modeling… more
- Equitable (New York, NY)
- …organization that will help unlock your potential? We are seeking a full-time Associate to join the General Account ("GA") Investment team to support the day-to-day ... portfolios; ability to utilize relevant tools and techniques in managing clients' securities investments. **ABOUT EQUITABLE** At Equitable, we're a team committed to… more
- Citigroup (New York, NY)
- …and Securitizations (GSP-F&S), Treasury & Trade Services (TTS), Markets, and Securities Services (MSS). The Infrastructure Finance (IF) and Clean Energy Finance ... across functional groups. An Infrastructure Finance and Clean Energy Finance Associate Vice President in ICM-UW will cover various infrastructure assets across… more