- Robert Half Legal (Philadelphia, PA)
- Description Our Philadelphia based law firm is seeking a Corporate & Securities attorney with up to 8 years of experience. The role requires hands-on experience ... preferably other exemptions like Regulation S/K, S, A, and CF. This attorney typically serves as outside general counsel for venture-backed companies and investment… more
- The Hartford (Wayne, PA)
- …under management. Opportunity: Hartford Funds is seeking a mid-level investment management attorney (5+ years of experience) to join its Legal Department, which ... areas of focus and certain areas of specialization, each attorney has opportunities to work on a wide range...Company Act, Investment Advisers Act, and other US federal securities laws applicable to registered investment companies, private funds,… more
- Insight Global (Philadelphia, PA)
- …100 law firm to support the attorneys in the Corporate, Mergers & Acquisitions, and Securities (CMAS) group (2 open roles) and their Real Estate group (1 open role) ... e-Filing and filing via PACER. -Communicate directly and on behalf of attorney (s), including outside vendors. -Prepare new client matter request packets and… more
- Deloitte (Philadelphia, PA)
- …compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, you should ... CPA exam + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Certified Financial...or large CPA firm experience + Experience in banking, securities and/or capital market industries The wage range for… more
- Deloitte (Philadelphia, PA)
- …compliance and consulting services to large global and dynamic midsize banking and securities clients? If you answered "Yes" to any of these questions, you should ... the CPA + If not CPA eligible: + Licensed Attorney + Enrolled Agent + Certifications: + Chartered Financial...Big 4 or large CPA firm experience + Banking, securities and/or capital markets experience The wage range for… more
- Vanguard (Malvern, PA)
- …and advise senior leaders on complex legal matters. Ideal for a practiced attorney with a strong background in the financial services industry, this position blends ... other regulatory inquiries (eg, matters involving the SEC, FINRA, and state securities regulators). + Conduct and support internal investigations. + Direct and… more
- Aegon Asset Management (Philadelphia, PA)
- …institutional investors. + Advise on applicable federal and state securities laws, insurance regulations, other cross-border regulatory frameworks (eg, EMIR, ... area(s). + Largely work with independent judgment, consulting with more senior attorney as needed. + Identify needs for, participate in, and lead departmental… more
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