- BNP Paribas (Jersey City, NJ)
- …control and efficiency improvements Within IGNA, there is a dedicated Compliance Audit Team that covers Financial Security topics, including Anti-Money Laundering, ... leaders. Demonstrates the ability to influence stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility for personal actions and… more
- DTCC (Jersey City, NJ)
- …tasked with maintenance of the credit risk rating matrix and assessing compliance with established financial parameters and keeping current on new accounting and ... departments (Market Risk, Product Management, Relationship Management, Legal, and Compliance , etc.), including senior staff of those departments. Review analysis… more
- JPMorgan Chase & Co. (Paramus, NJ)
- …school degree, GED, or foreign equivalent Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state registration (including 63 ... within established risk parameters/tolerances and meets internal/external risk and compliance obligations, including completion of required training Excellent communication… more
- MUFG Bank, Ltd. (Jersey City, NJ)
- …fostering a culture of innovation and continuous improvement. Ensure compliance with industry standards, security protocols, and regulatory requirements. ... Familiarity with real-time transaction routing, fraud prevention, and regulatory compliance frameworks. Prior collaboration with corporate banking clients or… more
- Pasona NA, Inc. (Hoboken, NJ)
- …between those organizations and the Bank's operations areas. Analyzes securities transactions, including corporate actions, of our custodial customers applicable ... Bank's services including custody and other products. Conducts regulatory compliance practices including BSA requirements. (Obtains appropriate information from… more
- Syntricate Technologies (Jersey City, NJ)
- …applications which provide our clients with the exchange traded derivative securities clearing and settlement services. In-house developments are maintained to ... leaders. Demonstrates the ability to influence stakeholders at the team level. Compliance Culture and Conduct: Takes full responsibility for personal actions and… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …met by the team. Promote a robust risk and control environment, ensuring compliance with regulatory requirements. Represent WLS in various business and risk forums, ... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world… more
- CoreWeave (Livingston, NJ)
- …with other key stakeholders, including Accounting, Payroll, Tax, Corporate Development and Securities . You will join a proactive and deeply engaged Legal team that ... Legal, People, and business partners. Help build a robust corporate compliance program, including enhancing and maintaining employment policies, processes, and… more
- JPMorgan Chase & Co. (Jersey City, NJ)
- …attention to detail and time management skills. Understanding of Compliance and KYC processes. Effective collaboration, relationship-building, and interpersonal ... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments and institutions throughout the world… more
- Lumen (Trenton, NJ)
- …assist with Annual Shareholder Meeting. + Maintain policies and procedures relating to securities law compliance and disclosure matters. + Advise and assist ... function to play in supporting the SVP in managing Lumen's Governance and Securities . The ideal candidate will be responsible for ensuring regulatory compliance … more
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