- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …the Corporate Secretary's office in: + Developing and providing advice regarding securities law disclosure/ compliance , including Annual Reports on Form 10-K, ... proxy statement and preparing for the annual meeting of shareholders + Providing securities law advice and compliance guidance for earnings releases, investor… more
- Bristol Myers Squibb (Princeton, NJ)
- …on appropriate method and timing of public disclosures, ensuring legal review and compliance with all statements made, including securities and regulatory law ... careers.bms.com/working-with-us . **Position Summary** The Senior Corporate Counsel, Disclosure & Securities Law will provide legal counsel on securities and… more
- Guardian Life (Trenton, NJ)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- TD Bank (Mount Laurel, NJ)
- …for reporting with clear messaging on data insights from banking and securities regulation, key compliance metrics, and regulatory remediation.** + **Engage ... who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance ,… more
- ManpowerGroup (Jersey City, NJ)
- …**What's Needed?** + College degree in a relevant field. + Knowledge of the securities industry and compliance regulations. + Experience in data gathering and ... join their team. As a Surveillance Analyst, you will be part of the compliance department supporting a dedicated team in Minneapolis. The ideal candidate will have… more
- MUFG (Jersey City, NJ)
- …industry with understanding of banking products and services with an emphasis on Securities products + Strong understanding of the Broker Dealer KYC requirements + ... of KYC/AML and data governance policy and understanding of business activities, compliance /risk issues + Solid understanding of business activities, compliance /… more
- JPMorgan Chase (Jersey City, NJ)
- …marketing language** Be part of a global leader in investment banking and securities services, where your expertise will shape the future of private markets fund ... closely with partners in Operations, Risk, Technology, Product Development, Compliance , and Sales/Relationship Management to deliver best-in-class solutions for our… more
- JPMorgan Chase (Jersey City, NJ)
- JP Morgan Alternative Fund Services ("AFS") is part of the Securities Services business group in the Corporate & Investment Bank and is one of the largest fund and ... functions and internal stakeholders including risk and control groups, audit, compliance , implementation, investor relations, and operations + Ensure adherence to… more
- SMBC (Jersey City, NJ)
- …designation and tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer, SMBC Americas Division Head of ... SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130… more
- JPMorgan Chase (Jersey City, NJ)
- …Lending, you will be responsible for allocating and delivering mortgaged back securities (MBS), ensuring compliance with investor and regulatory requirements and ... reporting with compelling key messages. + Ability to work with audit, compliance and regulatory constituencies to manage work in accordance with established… more