- MetLife (Whippany, NJ)
- …closely with all stakeholders to ensure efficient operations of the derivatives/ securities finance platforms and compliance with applicable regulatory ... on laws and regulations impacting the investments, derivatives and securities finance activities of MII and MIM, (b) collaborating...and Terms * Coordination of Onboarding, KYC and AML Compliance for Evaluation and Adherence to ISDA Protocols *… more
- Insight Global (Ridgefield Park, NJ)
- …and procedures. Additional Responsibilities Include: Drafting and filing documents to ensure compliance with securities regulations and other state and federal ... Job Description Insight Global is seeking a Corporate/ Compliance Paralegal for one of our law firms...onsite training period for about 90 days. As a Corporate/ Compliance Paralegal you will be collaborating closely with the… more
- Citigroup (Jersey City, NJ)
- The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in ... of this role is to ensure the seamless delivery of securities and derivatives transactions. **Responsibilities:** + Develop and implement business initiatives,… more
- JPMorgan Chase (Jersey City, NJ)
- …success. As a Technical Project Manager III in Commercial & Investment Bank Securities Service Technology you will help lead complex technology projects and programs ... the firm. We are looking for a talented and dynamic individual to join Securities Service Technology technical project management team. As part of the team, you will… more
- JPMorgan Chase (Jersey City, NJ)
- …boost efficiency and streamline processes! As a Workflow Developer on the Securities Services Operations Transformation team, you will be part of the Intelligent ... Solutions team within CIB - Securities Services Operations Transformation. Your role involves building low code/no code solutions for operations users to enhance… more
- Citigroup (Jersey City, NJ)
- The Securities Master Central (SMC) is responsible for providing authoritative sources of securities indicative data to our clients across the organization, ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Jersey City, NJ)
- …of internal stakeholders such as Front Office Sales and Trading Desks, Compliance , Legal, Finance and HR; alongside having significant interaction with our external ... margin and collateral, with a strong appreciation of margin regulations, securities products, practices and risks, and/or product/service design, execution and… more
- JPMorgan Chase (Jersey City, NJ)
- …qualifications, capabilities and skills** + 5+ years experience working in securities regulation, regulatory agencies, compliance , law, law enforcement, or ... other senior level bank employees in Legal, Human Resources, Employee Relations, Compliance , and/or Audit throughout the course of any investigation. This position… more
- JPMorgan Chase (Jersey City, NJ)
- …and skills: + Prior financial services experience in Trade Surveillance or other Compliance function + FINRA General Securities licenses such as Series 7, ... As part of Risk Management and Compliance , you are at the center of keeping...customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging… more
- SMBC (Jersey City, NJ)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more