- RELX INC (Trenton, NJ)
- …news collections, regulatory insights, and powerful analytical tools for compliance , transactional and financial reporting professionals. Intelligize offers a ... MLS, JD or other advanced degree preferred + Industry knowledge of Securities disclosure and regulation highly favored + Experience performing simple and complex… more
- MUFG (Jersey City, NJ)
- …deeper understanding of data & reporting needs for Financial Crimes, Compliance , Wholesales Lending, Investment Banking and Transaction Banking businesses. + Develop ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …deeper understanding of data & reporting needs for Financial Crimes, Compliance , Wholesales Lending, Investment Banking and Transaction Banking businesses. + Develop ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …and leveraging Copilot for productivity. + Familiarity with financial industry compliance and security standards. + Demonstrated ability to innovate and improve ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …and evidence artifacts to support audits and regulatory exams. + Partner with Compliance , Internal Audit, and Technology teams to ensure CCM outputs meet attestation ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (Jersey City, NJ)
- …branches. You will guide our business through ever-evolving regulatory landscapes, ensuring compliance and excellence. Elevate your career with us and make a ... of the Investment Advisers Act of 1940 and relevant aspects of the Securities Act. + Ability to advise on regulatory landscape and developments. + Excellent… more
- Bloomberg (Montgomery, NJ)
- …responsible for creating and maintaining the classifications that organize companies and securities into peer groups based on similar business activities and risks. ... that rely on accurate classification data (eg, portfolio construction, risk management, compliance ) + Background in private company data or emerging market analytics… more
- MUFG (Jersey City, NJ)
- …implementation for HAM Pro and SAM Pro, including lifecycle workflows and compliance controls. + Drive integration architecture with third-party tools (eg, Flexera, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- JPMorgan Chase (Jersey City, NJ)
- …We manage transactions across a broad spectrum of products, including Mortgage Backed Securities (MBS), Cash and Co-Issue Agency pools, and Whole Loan sales and in ... of risk and controls, with the ability to work with audit, compliance , and regulatory constituencies and project management skills, including the ability to… more
- MetLife (Whippany, NJ)
- …Management (MIM), which includes front and middle office operations and Investments compliance for affiliated and third-party clients. We are looking for an auditor ... knowledge of middle/back-office operations, investment products (eg, fixed income securities ), SEC/FINRA regulations Equal Employment Opportunity/Disability/Veterans If you need… more