- Bank of America (Jersey City, NJ)
- …ensuring that software is developed to meet functional, non-functional and compliance requirements, and solutions are well designed with maintainability/ease of ... Plexus is aQuartz based Collateral that provides straight-through processing of securities pledging data from margin to settlements systems across multiple LOBs… more
- TD Bank (Marlton, NJ)
- …This job works closely with the Market Supervision Managers and the operations, compliance , and risk departments of the US Wealth organization. **Depth & Scope:** + ... Regulation Best Interest and FINRA suitability rules and ensures compliance with AML/CIP/KYC programs regarding new account opening +...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- MUFG (Jersey City, NJ)
- …all lines of business (Global Corporate & Investment Banking, Finance, Risk, Compliance , Chief Data Office, Information Technology), Product Owners, and Data owners. ... + Collaborate on Data Strategy and Solutions + Ensure compliance with data privacy and security regulations, employing best...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Jersey City, NJ)
- …a culture of innovation and continuous improvement. + Ensure compliance with industry standards, security protocols, and regulatory requirements. **Qualifications** ... + Familiarity with real-time transaction routing, fraud prevention, and regulatory compliance frameworks. + Prior collaboration with corporate banking clients or… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... cleaner reconciliations. GTPL will continue enabling several global functions like Compliance , Risk including BASEL, Tax and Regulatory Reporting and firm-wide… more
- MUFG (Jersey City, NJ)
- …of inherent, control, and residual risks. **Primary Responsibilities:** **Regulatory and Compliance ** + Maintain a high degree of knowledge with current and ... controls; and identifying issues resulting from internal and/or external compliance examinations especially in cloud environments. + **Cloud Security:** In-depth… more
- DuPont (Parlin, NJ)
- …(PSM) program. This role provides leadership and technical expertise to ensure compliance with the Mechanical Integrity and Quality Assurance requirements of DuPont ... requirements, in a way that decreases risk of PSM Incidents or regulatory non- compliance resulting from MI or QA deficiencies. This individual will function as a… more
- Citigroup (Rutherford, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... optimizing management of systems supporting global functions such as Compliance , Controls, Internal Audit and Risk, and introducing innovative technologies… more
- Citigroup (Jersey City, NJ)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... experience in business analysis or systems analysis + Solid understanding of securities trading lifecycle, pricing, P&L and Regulatory reporting + Proficiency in SQL… more
- MUFG (Jersey City, NJ)
- …mitigate software development risks and ensure system regulatory and policy compliance . Promote innovation and continuous improvement. **Qualifications:** + 8+ years ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
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