- New Jersey Housing and Mortgage Finance Agency (Trenton, NJ)
- …Range: Range 11 ($64,893.01 - $91,324.23) Division: Capital Markets / Bond Compliance Reporting FL Status: Exempt Issue Date: 2/19/25 Closing Date: 6/21/25 Union ... administration and monitoring of the Agency's Single Family Mortgage Backed Securities (MBS) program, including: serve as designated back-up responsible for… more
- Citigroup (Jersey City, NJ)
- …support to Front Office Sales and Relationship Managers on derivatives and securities transactions + Support trade capture management, Front to Back reconciliation, ... and managing a successful risk/control environment reducing ops risks + Manage compliance efforts, and follow regulatory policies and procedures, and contribute to… more
- Burns & McDonnell (Morristown, NJ)
- …the project, client contractor, and/or subcontractor's insurance, licensures, taxes/duties, and securities are in effect according to the project requirements. + ... transportation. + Collaborate with Superintendents and Site Managers to verify compliance of subcontractor's client contractors contract documents, safety & health… more
- MUFG (Jersey City, NJ)
- …quality control review of KYC files submitted by the Onboarding Unit to ensure compliance with the BSA/AML policy. This position is typically expected to review very ... work with management to ensure the bank remains in compliance . Maintains QC desktop manuals and procedures. + Other...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Bank of America (Jersey City, NJ)
- …liquidity and interest rate risks, including price risk in the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief ... and performing review and challenge of regulatory rule interpretations and rule compliance documentation + Develop and demonstrate acumen for the identification of… more
- CS Energy (Edison, NJ)
- …MWh of energy storage projects across the United States. Owned by American Securities , a leading US private equity firm, CS Energy leverages strong relationships ... the vendor onboarding process, including completing necessary documentation and ensuring compliance with company policies. * Negotiate terms and conditions with… more
- Raymond James Financial, Inc. (Morristown, NJ)
- …meetings, providing key insights, and handling documentation. Ensure that all compliance standards are met for client documentation and communication. Actively ... detailed administrative work related to client meetings. Work closely with the compliance and operations teams to ensure all client processes are efficient and… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Dow Jones (Princeton, NJ)
- About the Role Dow Jones Risk & Compliance is a global provider of third-party risk management and regulatory compliance solutions. We deliver data, research ... of Foreign Assets Control in the US, national law enforcement bodies or securities regulators. You will report to the Manager, Sanctions & Other Official Lists.… more
- ADP (Parsippany, NJ)
- …meaningful impact. **Bonus points for these:** _Preferred Qualifications_ + Securities Industry Essentials (SIE) and Financial Industry Regulatory Authority (FINRA) ... and a leader in business outsourcing services, analytics, and compliance expertise. We believe our people make all the...conducting business with the highest ethical standards and full compliance with all applicable laws. We also expect our… more