- MUFG (Jersey City, NJ)
- …mitigate software development risks and ensure system regulatory and policy compliance . Promote innovation and continuous improvement. **Qualifications:** + 8+ years ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …to better meet evolving business and regulatory needs. **** **Governance & Compliance ** + Ensure reporting outputs comply with internal risk policies, procedures, ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Navy Federal Credit Union (Cherry Hill, NJ)
- …offerings. + Develop an internal pipeline for smaller dollar volume accounts in compliance with Navy Federal and NFIS policies and procedures. + Establish, maintain, ... sources. + Execute customer and broker purchase/sales orders of securities for current/new clients. + Identify prospective participation partners/opportunities… more
- Navy Federal Credit Union (Cherry Hill, NJ)
- …an internal pipeline for smaller dollar volume, and less complex, accounts in compliance with Navy Federal and NFIS policies and procedures + Establish, maintain, ... sources + Execute customer and broker purchase/sales orders of securities for current/new clients + Identify prospective participation partners/opportunities through… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Jersey City, NJ)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Jersey City, NJ)
- …including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. Our core activities ... enforce secure coding practices, performing vulnerability assessments and ensuring compliance with security standards. + Collaborate effectively in agile… more
- MUFG (Jersey City, NJ)
- …focused on solving some of the bank's most pressing data challenges-not just for compliance , but for real business value. This is a rare opportunity to shape how ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Jersey City, NJ)
- …technical documentation for payment systems, workflows, and support procedures. + Compliance : Ensure that payment processes meet relevant regulatory requirements and ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Guardian Life (Holmdel, NJ)
- …clients' requests. + Collaborate with various internal departments including Compliance , licensing, operations, internal clearing firm, and 3rd Party ... daily. **You have** + 3 or more years of extensive industry experience + Securities license preferred (Series 7 or 6) + Knowledge of retail client onboarding/new… more