- JPMorgan Chase (Jersey City, NJ)
- …and its legal entities. Objectives are managed through investment in high quality securities , cash holdings, and raising debt and equity in capital markets. With ... joint accountability model with the business executives that promotes early compliance and operational risk identification and assessment, effective design and… more
- Wells Fargo (Margate City, NJ)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Cardinal Health (Trenton, NJ)
- …image. This function provides legal counsel related to commercial, corporate securities , intellectual property, labor and employment, and regulatory law, among other ... + Handle fast paced and high-volume workload + Identify legal and compliance issues and business risks and escalate appropriately + Effectively communicate with… more
- Bank of America (Pennington, NJ)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... conducts complex investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing. Responsibilities for this… more
- Wells Fargo (Somerville, NJ)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies,… more
- MUFG (Jersey City, NJ)
- …for ServiceNow platform and ServiceNow Vulnerability Response and Configuration Compliance **Major Responsibilities** + Responsible for the development and sustained ... testing and support of ServiceNow Vulnerability Response and Configuration Compliance capabilities. + Design, implement and support runbooks Vulnerability Response… more
- MUFG (Jersey City, NJ)
- …standards, policies, and procedures * Implement automated control observability and compliance verification * Implement training plans related to standards and ... including establishment of training curriculum, assignment, records management, and compliance monitoring and reporting * Automate operational processes in … more
- MUFG (Jersey City, NJ)
- …between enterprise and application teams. . Integrate regulatory and compliance requirements into control specifications. . Perform risk assessments on ... that may introduce risk or fail to meet evolving threat and compliance landscapes. . Recommend compensating controls or alternative design strategies where… more
- Bank of America (Pennington, NJ)
- …investigation to senior stakeholders, assisting in identifying potential operational or compliance risks and partners with Global Financial Crimes (GFC) Management ... + Coaching + Fraud Management + Quality Assurance + Regulatory Compliance + Investigation Management + Policies, Procedures, and Guidelines Management +… more
- MUFG (Jersey City, NJ)
- …client inquiries. + Ensure policy guidelines are followed to mitigate risk and compliance issues. + Demonstrate a commitment to, implement, and follow policies and ... laundering (AML), Bank Secrecy Act (BSA), and other relevant operational, compliance and other risk management-related requirements as appropriate. + Further a… more