• Hilltop Holdings (Austin, TX)
    …Hilltop Securities , such as, Arbitrage Rebate, Structured Finance, Accounting, Compliance , etc. Ability to make oral presentations to Housing Finance Corporation ... Job Description Hilltop Securities is hiring an Investment Banker Analyst in...organizations, and event arrangements. After passing the required Municipal Securities Rulemaking Board exams, the Analyst will begin primary… more
    Upward (07/21/25)
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  • SHELL FEDERAL CREDIT UNION (Pasadena, TX)
    …sessions as instructed or scheduled. Perform job duties and responsibilities in compliance to Shell FCU procedures, philosophy and standards of performance. Maintain ... and requirements up to date and complete all required compliance training as assigned. Follow high standards of business...client meetings. Input or call in requests to transfer securities between accounts with like registration, regardless of the… more
    Upward (07/03/25)
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  • Goldman Sachs, Inc. (Dallas, TX)
    …Dallas The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial ... controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart… more
    Upward (07/21/25)
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  • Planet Fitness (Ennis, TX)
    …is headquartered in Austin, Texas. United FP Management, LLC is owned by American Securities , a leading US private equity firm that invests in market- leading North ... to $2 billion and/or $50 million to $200 million of EBITDA. American Securities and its affiliates have approximately $23 billion under management and based in… more
    Upward (07/05/25)
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  • RL Barclay & Associates (Houston, TX)
    …resolved. Legal Compliance : Advise clients on legal and regulatory compliance related to corporate governance, securities , antitrust law, and other ... legal research, drafting and negotiating transaction documents, and ensuring compliance with relevant laws and regulations. Due Diligence: Perform comprehensive… more
    Upward (07/08/25)
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  • Goldman Sachs, Inc. (Dallas, TX)
    …transactions (eg, credit underwriting, data integrity, collateral, origination regulatory compliance , etc.); to ensure due diligence meets agreed upon timelines ... minimum supervision Ability to organize, analyze and interpret legal and compliance related materials Strong communicator with good judgment, and sound… more
    Upward (07/17/25)
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  • JPMorgan Chase & Co. (Plano, TX)
    …related to 1099 and 1042S reporting, will be critical in maintaining compliance and delivering exceptional service to our clients. Job responsibilities Utilize data ... related to cost basis and brokerage tax reporting Respond to tax compliance inquiries throughout the year. This includes tax-related inquiries from operations,… more
    Upward (06/29/25)
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  • DTCC (Coppell, TX)
    …risks. Market Risk for Fixed Income Clearing Corporation (FICC) and National Securities Clearing Corporation (NSCC) is responsible for the monitoring of daily margin ... business initiatives, overseeing risk systems design and continuous enhancements, compliance with Risk Management policies and procedures. Responsible for… more
    Upward (07/19/25)
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  • JPMorgan Chase & Co. (Houston, TX)
    …Description Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. ... impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and… more
    Upward (07/16/25)
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  • Goldman Sachs, Inc. (Dallas, TX)
    …controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart ... to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices… more
    Upward (07/01/25)
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