- USAA (San Antonio, TX)
- …a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance , provides research and ... to maximize effectiveness of member acquisition and relationship efforts. Maintains compliance with policies, procedures, and regulatory requirements. We offer a… more
- Talen Energy (Houston, TX)
- …matters. The role offers exposure to day-to-day business operations, public company compliance , securities law, capital markets, M&A, corporate governance, and ... for a legal professional with 4-7 years of well-rounded corporate and securities law experience to work directly with business leaders and stakeholders on… more
- Unity Technologies (Austin, TX)
- **Remote, USA** **Director, Associate General Counsel, Corporate and Securities ** Location Remote, USA Department Legal Requisition ID JOBREQ-2514372 **Role ... description** **The opportunity** Unity is looking for a Director, Corporate and Securities to join its Legal team. In this role, you will be responsible for… more
- PNC (Dallas, TX)
- …As a Loan Support Analyst Senior within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you will perform liaison activities between Midland and ... reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan… more
- PNC (Farmers Branch, TX)
- …Dallas. As a Loan Support Analyst within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you will perform liaison activities between Midland and ... and reporting to ensure adherence to deal structures and/or regulatory compliance requirements. + Ensures the appropriate materials and documentation are available… more
- Comerica (Dallas, TX)
- …+ Assists with matters involving general corporate law, corporate governance, and securities reporting/ compliance . + Manages legal work related to private ... placements and warrants. + Advises senior bank officers of the legal implications of proposed transactions, policies, courses of action and management decisions. + Analyzes complex legal issues involved in various transactions and other matters of significance… more
- Toyota (Plano, TX)
- …assist in managing internal and external investment portfolios by executing securities transactions, performing investment manager evaluations, compliance and ... documentation for region activity. Investment and Fundamental Analysis + Execute securities transactions pursuant to TFS and TFSB investment policy, maintain… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the...Internal Controls experience. + Strong understanding of applicable US securities regulations eg SEC 10b-5, securities offering… more
- MUFG (Irving, TX)
- …in banking compliance experience. + Extensive knowledge of banking and securities regulations and environments. + Bachelor's degree is preferred, MBA or relevant ... graduate degree a plus. + Compliance certifications (eg, ACAMS, CRMC) or securities certifications (ie, Series 79 and 24) a plus. + Excellent interpersonal,… more
- Fannie Mae (Plano, TX)
- …In this role, you will lead underwriting and reviewing the issuance of securities to customers, and ensure compliance with internal and external regulations, ... policies, processes, procedures, and standards. *THE IMPACT YOU WILL MAKE* The Multifamily Credit Underwriting - Director role will offer you the flexibility to make each day your own, while working alongside people who care so that you can deliver on the… more