- Charles Schwab (Westlake, TX)
- …Office of Corporate Governance (OCG), which is responsible for corporate governance, securities compliance , and public company matters for Schwab. This position ... adhere to best governance practices while also managing the company's compliance with securities laws and stock exchange regulations. The ideal candidate will… more
- Brink's (Coppell, TX)
- …team. This role will be responsible for providing legal support on securities law compliance , corporate governance, and public company reporting obligations. ... Responsibilities: Securities and Public Company Reporting + Advise on securities law compliance , including the Securities Act of 1933, Exchange Act of… more
- Lumen (Austin, TX)
- …assist with Annual Shareholder Meeting. + Maintain policies and procedures relating to securities law compliance and disclosure matters. + Advise and assist ... function to play in supporting the SVP in managing Lumen's Governance and Securities . The ideal candidate will be responsible for ensuring regulatory compliance … more
- Guardian Life (Austin, TX)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will ... best-in-class Law Department. We drive a high-performance culture across our Legal, Compliance , and Government Affairs functions, aligned to "what" we deliver (ie,… more
- USAA (Plano, TX)
- …a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance , provides research and ... to maximize effectiveness of member acquisition and relationship efforts. Maintains compliance with policies, procedures, and regulatory requirements We offer a… more
- Sabre (Dallas, TX)
- …strategy. + Provide legal training and thought leadership on governance and securities law compliance topics. + Manage outside counsel relationships and ... next phase of our growth. This role will focus on SEC compliance , corporate governance, capital markets/financings, equity compensation, and strategic legal support… more
- Sysco (Houston, TX)
- …Work from home on Thursday and Friday.** The **Associate General Counsel, Securities and Corporate Governance** will report to the Executive Vice President, Chief ... and business stakeholders at all levels across the enterprise on securities , corporate governance, compensation and benefits, [entity management] and ESG matters.… more
- PNC (Dallas, TX)
- …As a Loan Support Analyst Senior within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you will perform liaison activities between Midland and ... reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan… more
- Comerica (Dallas, TX)
- …+ Assists with matters involving general corporate law, corporate governance, and securities reporting/ compliance . + Manages legal work related to private ... placements and warrants. + Advises senior bank officers of the legal implications of proposed transactions, policies, courses of action and management decisions. + Analyzes complex legal issues involved in various transactions and other matters of significance… more
- Lincoln Financial (Austin, TX)
- …accounts. The Funds Management compliance team primarily oversees compliance with federal securities regulations relating to these companies/accounts ... at a Glance** The Role at a Glance The Compliance Consultant, Funds Management role is responsible for supporting...LFI 's Code of Ethics programs including analysis of securities transactions and maintenance of required statements for those… more