- Talen Energy (Houston, TX)
- …matters. The role offers exposure to day-to-day business operations, public company compliance , securities law, capital markets, M&A, corporate governance, and ... for a legal professional with 4-7 years of well-rounded corporate and securities law experience to work directly with business leaders and stakeholders on… more
- Unity Technologies (Austin, TX)
- **Remote, USA** **Director, Associate General Counsel, Corporate and Securities ** Location Remote, USA Department Legal Requisition ID JOBREQ-2514372 **Role ... description** **The opportunity** Unity is looking for a Director, Corporate and Securities to join its Legal team. In this role, you will be responsible for… more
- Edwards Lifesciences (Houston, TX)
- …across the world + CPP certification + Understanding of and experience with securities , compliance , tax, accounting, and general as it relates to executive ... compensation and equity + Substantial negotiation and conflict resolution skills with strong leadership skills and ability to influence change + Ability to assess risks, analyze situations and determine next course of action + Ability to manage internal and… more
- PNC (Dallas, TX)
- …As a Loan Support Analyst Senior within PNC's Commercial Mortgage Backed Securities (CMBS) Servicing team, you will perform liaison activities between Midland and ... reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, capital markets loan… more
- PNC (Dallas, TX)
- …and reporting to ensure adherence to deal structures and/or regulatory compliance requirements. + Ensures the appropriate materials and documentation are available ... procedures. + Reviews reports to identify exceptions, monitor quality and ensure compliance . Participates in risk mitigation activities. . PNC Employees take pride… more
- Comerica (Dallas, TX)
- …+ Assists with matters involving general corporate law, corporate governance, and securities reporting/ compliance . + Manages legal work related to private ... placements and warrants. + Advises senior bank officers of the legal implications of proposed transactions, policies, courses of action and management decisions. + Analyzes complex legal issues involved in various transactions and other matters of significance… more
- Charles Schwab (Westlake, TX)
- …responsible for supporting the execution of key components of the Employee Compliance Program including Schwab securities trading, Schwab Investment Advisers ... "challenge the status quo" and transform the finance industry together. In Compliance , we help our business partners achieve their strategic priorities by promoting… more
- Toyota (Plano, TX)
- …assist in managing internal and external investment portfolios by executing securities transactions, performing investment manager evaluations, compliance and ... documentation for region activity. Investment and Fundamental Analysis + Execute securities transactions pursuant to TFS and TFSB investment policy, maintain… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is a ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member of the...Internal Controls experience. + Strong understanding of applicable US securities regulations eg SEC 10b-5, securities offering… more
- MUFG (Irving, TX)
- …in banking compliance experience. + Extensive knowledge of banking and securities regulations and environments. + Bachelor's degree is preferred, MBA or relevant ... graduate degree a plus. + Compliance certifications (eg, ACAMS, CRMC) or securities certifications (ie, Series 79 and 24) a plus. + Excellent interpersonal,… more
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