- MUFG (Irving, TX)
- …projects will be assigned regularly **Qualifications:** + Experience in AML/BSA Compliance & KYC preferably within the financial services industry with experience ... Familiarity with Actimize and other financial crime, risk and compliance applications is a plus. + Effective Internet and...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- HP Inc. (Spring, TX)
- …emerging issues and ad hoc policy issues, working in conjunction with the business compliance team to ensure HP policy and US GAAP has been properly implemented. * ... recording of contra accruals while remaining fully compliant with US SEC ( Securities and Exchange Commission) and US GAAP (Generally Accepted Accounting Principles)… more
- MUFG (Irving, TX)
- …3+ years of experience in Financial Services, preferably in Financial Crimes Compliance , Financial Crimes Operations + 3+ years of experience drafting, writing, ... with MUFG management and stakeholders + Strong interest in financial crimes compliance , including economic sanctions + Ability to interpret regulations and apply… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... database security measures, including FID/Policy access management. + Support audit and compliance requirements related to data security and access control. + Manage… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... culture of innovation, ensuring adherence to policy and procedures, governance, and compliance requirements + Lead a team of solutions architects, ensuring the… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Irving, TX)
- …This position will be responsible for supporting MUFG's financial crimes compliance ("FCC") risk assessment and monitoring activities globally. In this role, ... least 5-6 years in risk management, preferably in the compliance /FCC space. + Specific knowledge of risk assessment processes...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- MUFG (Irving, TX)
- …+ Familiarity implementing, testing or evaluating performance of financial crime and compliance systems. + Proven track record of strong quantitative testing and ... logic matching, decision trees, etc. + Familiarity of current compliance rules and regulations of the FRB, SEC, OCC,...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Halliburton (TX)
- …a key role in supporting Halliburton's legal strategy across corporate, securities , finance, public law, governance, and board-related matters. Ideal candidates will ... changes, redomestications, conversions, qualifications, and withdrawals + Support regulatory compliance efforts for legal entity licensing, qualifications, authorizations, and… more
- OneMain Financial (Irving, TX)
- …Reporting group as an SEC Reporting Manager. This position will drive key compliance and reporting strategies including US Securities and Exchange Commission ... and timely reporting and filing of required documents to ensure SEC compliance + Planning the quarterly drafting and review cycle; leading quarterly meetings… more