• Multifamily Credit Underwriting - Director

    Fannie Mae (Plano, TX)
    …In this role, you will lead underwriting and reviewing the issuance of securities to customers, and ensure compliance with internal and external regulations, ... policies, processes, procedures, and standards. *THE IMPACT YOU WILL MAKE* The Multifamily Credit Underwriting - Director role will offer you the flexibility to make each day your own, while working alongside people who care so that you can deliver on the… more
    Fannie Mae (05/16/25)
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  • Enterprise Compliance Sr Associate…

    TIAA (Frisco, TX)
    Enterprise Compliance Sr Associate Serve as a member of the TIAA Marketing & Communications Compliance ("MCC") team, providing advice and guidance regarding the ... of marketing materials. In addition, the role will provide compliance thought leadership and solutions regarding the approach to...both English and Spanish language content. + Series 24 securities license preferred or must be obtained within 6… more
    TIAA (05/17/25)
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  • Compliance Analyst Program

    MUFG (Irving, TX)
    …Are you a hard-working and resourceful candidate interested in pursuing a career in compliance and the banking industry? This opportunity might be right for you. As ... part of the Compliance Analyst Program, the Analyst will work closely with...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
    MUFG (04/02/25)
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  • Global Financial Crimes Compliance Testing,…

    MUFG (Irving, TX)
    …details. **Major Responsibilities:** Responsible for supporting the Global Financial Crimes Compliance Testing ("GFCCT") function in performing deep dive reviews and ... targeted risk-based thematic assessments of financial crimes compliance (AML, Sanctions, ABC) processes globally, with an emphasis on the design and effectiveness of… more
    MUFG (03/19/25)
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  • Director, Regulatory Liaison Office

    Charles Schwab (Westlake, TX)
    …RLO team is primarily responsible for Schwab's engagement with its securities /commodities regulators, including the SEC, FINRA, CFTC, NFA, international and state ... securities regulators, and exchanges such as CME Group, on compliance -related matters, regulatory inquiries, and examinations. The Regulatory Exam Team is… more
    Charles Schwab (05/17/25)
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  • Corporate Lending Compliance Risk…

    MUFG (Irving, TX)
    …Crimes Division ("GFCD"). The LTRA helps MUFG assess the financial crimes compliance risks posed by certain types of corporate lending transactions and implement ... financial institution setting; + Direct experience in corporate lending, business compliance advisory, or other risk management role involving business activities; +… more
    MUFG (05/15/25)
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  • Managing Director, Corporate Transactions Counsel

    Charles Schwab (Westlake, TX)
    …Services organization reporting to the Managing Director and Chief Counsel, Finance, Securities and Corporate Governance, you will serve as a key strategic partner ... managing legal due diligence; supporting regulatory filings and approvals and securities law disclosures; and coordinating closing and post-closing integration; +… more
    Charles Schwab (05/25/25)
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  • Corporate Governance Liaison/Legal Analyst

    Chevron Corporation (Houston, TX)
    …advising the Board of Directors and senior management on corporate governance and securities law matters **Responsibilities for this position may include but are not ... filing Forms 3, 4, and 5 for Section 16 compliance and preparing and filing Form IDs with the...and preparing and filing Form IDs with the US Securities and Exchange Commission (SEC). + Administering all aspects… more
    Chevron Corporation (05/28/25)
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  • Treasury Portfolio Manager

    Comerica (Frisco, TX)
    …the Balance Sheet Manager in the oversight of up to $25 billion fixed income securities portfolio which is a major provider of liquidity and interest income to the ... to formulate investment strategy, purchases and sales of multimillion-dollar securities , internal, external, and regulatory reporting, and portfolio maintenance on… more
    Comerica (05/20/25)
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  • Legal Entity Control Manager - Senior Associate

    JPMorgan Chase (Plano, TX)
    JPMorgan Securities LLC (JPMS LLC) is a licensed broker-dealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities ... dealer and Security-Based Swap Dealer. JPMS LLC conducts investment banking and securities and futures business, specializing in a wide range of financial products… more
    JPMorgan Chase (05/22/25)
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