- Wells Fargo (Houston, TX)
- **About this role:** The Senior Lead Securities Quantitative Analytics Specialist is an Executive Director level role within the Corporate & Investment Banking ... problems + Meet deliverables while adhering to policies, procedures, and compliance requirements + Collaborate and consult with peers, colleagues, and project… more
- Bank of America (Dallas, TX)
- …on high net worth lending products, services, and regulatory matters including securities based loans, unsecured loans, and custom loans involving various collateral ... occasionally to leadership + Interprets rules, laws, and regulations from a compliance and business control standpoint; ensures that proposed transactions are in … more
- MUFG (Irving, TX)
- …team will provide more details. Responsible for providing AML, BSA, USA PATRIOT Act compliance support to an assigned function. This role will serve as a Subject ... Matter Expert (SME) on all matters for AML/BSA compliance for MUFG. **Responsibilities** + Provides full advisory services to First and Second Lines of Defense on… more
- Truist (Houston, TX)
- …appropriate legal, operating and regulatory controls to manage risk and compliance . Participate as needed with Truist regulators and individual subsidiary regulators ... (such as the Securities & Exchange Commission) as a leadership representative for...Ensure that the unit works within the existing audit, compliance and regulatory framework in order to ensure a… more
- Citigroup (Houston, TX)
- …+ Coordinate with Sales, Research, CMand and other organizations across Markets and Securities Services and the broader business + Trade a book and deliver on ... in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order...and the Plan of Supervision for Global Markets and Securities Services + Adhere to all policies and procedures… more
- Citigroup (Irving, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Comerica (Dallas, TX)
- …economic indicators that may affect interest rate risk. Provide oversight of securities purchases and conduct postmortem assessment of securities purchase ... and challenge ALM simulation and scenario designs to ensure their accuracy, compliance , and alignment with industry standards and internal risk frameworks. Analyze… more
- Robert Half Finance & Accounting (Fort Worth, TX)
- …and respond to federal/state tax notices + Assist with FATCA/CRS reporting compliance + Support the implementation of tax strategies and process improvements + ... is a plus + Familiarity with partnership allocations, debt securities , and real estate tax issues preferred + Excellent...is a plus + Familiarity with partnership allocations, debt securities , and real estate tax issues preferred + Excellent… more
- Robert Half Finance & Accounting (Dallas, TX)
- …and presentations to support key business decisions. * Evaluate fixed income securities and conduct loan valuations. * Collaborate with cross-functional teams to ... advanced Microsoft Excel techniques for data analysis and modeling. * Ensure compliance with accounting standards and economic principles in all analyses. * Apply… more
- JPMorgan Chase (Houston, TX)
- …Reviews and Inquires + Support business unit operational procedures and compliance requirements (eg completion of required operational forms and documentation) + ... 2018 you must also have a valid and active Securities Industry Essential (SIE) exam + A valid and...Investment products and services are offered through JP Morgan Securities LLC (JPMS), a registered broker-dealer and investment advisor,… more