- MUFG (Irving, TX)
- …enterprise risk framework. As a strategic leader within the Financial Crimes Compliance function, you will bring deep expertise in quantitative modeling, sanctions ... compliance systems, regulatory policy, and banking operations. You will...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wells Fargo (Sachse, TX)
- …the business by adhering to policies, procedures and controls and ensuring compliance with applicable laws, rules, and regulations + Collect information directly ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE. Mortgage Licensing Act of 2008 and all related… more
- Santander US (Dallas, TX)
- …Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance with anti-money laundering (AML), anti-bribery and corruption, anti-financial crime ... for supporting Know Your Customer (KYC) execution in accordance with the Bank compliance policies and procedures. The role plays an important part liaising between… more
- Honeywell (Houston, TX)
- …to ensure a unified risk assessment and mitigation approach. . Ensure compliance with Sarbanes-Oxley (SOX), Securities and Exchange Commission (SEC) regulations, ... SVP & CFO, offering strategic financial guidance. Your skills in auditing, compliance , risk management, and regulatory matters will support Honeywell's growth. This… more
- MUFG (Irving, TX)
- …in supporting global initiatives, managing multi-stakeholder projects (Business, Compliance and Technology), and ensuring regulatory-compliant data operations across ... + Develop and implement scalable frameworks for cross-border data transfer in compliance with global regulations (eg, GDPR, CCPA, APAC-specific laws). + Populate… more
- MUFG (Irving, TX)
- …VP and the team in leading the coordination and delivery of financial crimes compliance issues program in accordance with the Global Financial Crimes Compliance ... addition to GFCD, the position will also support Americas Compliance and Core Compliance IM data analysis...a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2)… more
- Wells Fargo (Lubbock, TX)
- …an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... in the sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies,… more
- Wells Fargo (Houston, TX)
- …accurate and timely and accurate monitoring, accurate risk ratings, covenant compliance , watchlist updates, recognition of potential problems loans of leveraged ... coordination and execution of loan booking, closing, legal documentation and compliance requirements + Partner with Renewables Asset Finance team, Corporate Banking… more
- Bank of America (Dallas, TX)
- …learn, grow, and make an impact. Join us! The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of ... conducts complex investigations, including fraud committed by external parties, securities fraud, money laundering, or terrorist financing. Responsibilities for this… more
- Citigroup (San Antonio, TX)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... and analyze security risk evidence and coordinate with internal and external compliance and auditing agencies / officials + Execute meetings and communicate complex… more