- JPMorgan Chase (New York, NY)
- …business team to advise on interesting and complex legal matters. As a Securities Services Attorney - Vice President, Assistant General Counsel within the ... law firm (or equivalent in-house experience). + JD or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing… more
- US Bank (New York, NY)
- …registered investment adviser requirements, including SEC and FINRA regulations and state securities laws. - Advise business lines, compliance , and other ... department. The US Bank Law Division is seeking an attorney to join its Legal Regulatory Group (LRG) to...on federal and state statutes and regulations, focused on securities laws and the activities of broker-dealers and registered… more
- Wells Fargo (New York, NY)
- …regulatory, and compliance issues for a financial services firm on securities issues and broker-dealer matters. + Ability to analyze legal and regulatory issues ... the Legal Department to support CIB businesses and support teams on securities regulatory issues, broker-dealer matters and assessing the impact of regulatory… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee Relations Director, Regulatory ... TDS HR employee relations policies and practices are in compliance with local and international labor laws, while fostering...with internal and external legal counsel. Knowledge of the attorney -client privilege and what must be done to preserve… more
- City of New York (New York, NY)
- Job Description TASK FORCE: COUNSEL'S OFFICE JOB TITLE: Attorney CONTROL CODE: COU-25-01 SUMMARY: The Mayor's Office of Management and Budget (OMB) is the City ... of employment. JOB DESCRIPTION: Counsel's Office is seeking an experienced transactional attorney , who, under the supervision of the General Counsel, will provide… more
- JPMorgan Chase (New York, NY)
- …capabilities, and skills** + Juris Doctor (JD) or educational equivalent required. Attorney candidates must be in compliance with all relevant licensing ... debt in the tax-exempt and taxable capital markets. As a Public Finance Attorney - Vice President, Assistant General Counsel within JPMorgan's legal department, you… more
- Bank of America (New York, NY)
- Attorney - Equities New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the ... institutional products and services, advise on corporate, commercial, intellectual property, securities and banking law matters relating to the equities platform,… more
- Bank of America (New York, NY)
- Attorney Equity Derivatives New York, New York **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through ... Thinking * Policies, Procedures, and Guidelines * Problem Solving * Regulatory Compliance * Issue Management * Decision Making * Influence * Legal Structures… more
- NBC Universal (New York, NY)
- …during 2025. We are seeking an experienced corporate transactions attorney with demonstrated proficiency in supporting commercial/vendor agreements, mergers, ... and other strategic transactions and real estate, as well as assisting with securities and corporate governance matters. You will serve as a key strategic partner… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is a leading asset manager seeking an Investment Management Attorney to provide advice and support on a broad variety of legal, regulatory and ... products. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working in a collegial environment on many different… more