- Wells Fargo (New York, NY)
- …role you will:** + Advise MPG on its role as an underwriter for municipal securities transactions + Provide legal counsel on municipal sales and trading issues + ... this role:** Wells Fargo is seeking an Assistant General Counsel in the Markets Section of the Corporate &...Provide guidance with respect to municipal securities transaction-related activities, including compliance with federal … more
- The Estee Lauder Companies (New York, NY)
- …*Coordinate comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and ... Internal Audit, Communications, HR, and Corp Citizenship & Sustainability to manage securities law compliance Proxy Statement *Lead prep/filing of the annual proxy… more
- TD Bank (New York, NY)
- …and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise ... and Standards, to ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent culture of risk… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Line of Business:** TD Securities **Job Description:** The TD Securities , Employee Relations Director, Regulatory ... HR Advice CoE, HR 1B, Legal, Compliance, Risk, and internal and external counsel . Maintain productive relationships with the enterprise in order to plan and execute… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating...as well as calls with clients and external legal counsel , to discuss issues that arise during negotiations of… more
- TD Bank (New York, NY)
- …New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** - TD is committed to providing fair and equitable compensation ... guidelines + Provides ongoing, proactive, specialized finance advice and counsel to business partners to ensure they are operating...essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products… more
- Guardian Life (New York, NY)
- …for managing regulatory exams, inquiries, and investigations initiated by insurance, securities and other regulators. The Assistant General Counsel supervises ... Regulatory Affairs Practice Group, reporting to the Chief Regulatory Counsel . In this role, you will join a team...securities laws and industry issues. The Assistant General Counsel should be adept at leveraging regulatory knowledge to… more
- Charles Schwab (New York, NY)
- …finance industry together. We are recruiting for a **Director Legal Counsel , Corporate Treasury** with demonstrated legal proficiency in supporting corporate ... Schwab's Legal Services organization, you will report to the Managing Director, Treasury Counsel and be responsible for providing legal advice and support to our… more
- PVH Corp. (New York, NY)
- …our multiyear strategy. **Position Summary:** The Executive Assistant to the General Counsel will provide direct support to the Executive Vice President, General ... Counsel & Secretary. This role is privy to the...Directors. In addition, the role helps support PVH Corp.'s Securities and Exchange Commission reporting obligations and other Legal… more
- Meta (New York, NY)
- **Summary:** Meta is seeking an experienced Lead Corporate Counsel to join the Legal department's corporate team. **Required Skills:** Lead Corporate Counsel ... regulatory filings, with emphasis on proxy statements 2. Advise on complex securities law compliance and disclosure matters, with emphasis on governance and… more