- Citigroup (New York, NY)
- The Lead Counsel II is a senior level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this role is ... Security Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in GSE Agency… more
- The Estee Lauder Companies (New York, NY)
- …*Coordinate comms and follow-up actions between the Board, exec leadership, stakeholders Securities Law Compliance *Provide legal counsel on SEC reporting and ... Internal Audit, Communications, HR, and Corp Citizenship & Sustainability to manage securities law compliance Proxy Statement *Lead prep/filing of the annual proxy… more
- TD Bank (New York, NY)
- …and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise ... and Standards, to ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent culture of risk… more
- TD Bank (New York, NY)
- …Description:** The Global Markets Documentation Team is an integral part of TD Securities . The group provides best-of-class service to business partners in TD Bank ... responsible for providing best-of-class service to clients of TD Securities and internal business partners by preparing and negotiating...as well as calls with clients and external legal counsel , to discuss issues that arise during negotiations of… more
- TD Bank (New York, NY)
- …responses across relevant business lines + liaising with Legal and outside counsel , where necessary, to review and prepare responses + Develop and implement ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Citizens (New York, NY)
- …experienced growth-minded and problem-solving attorney to serve as Associate General Counsel supporting the Wealth Management Division of the Citizens Consumer Bank. ... The Associate General Counsel will report to the Senior Associate General ...RIA and Broker-Dealer space. + Thorough familiarity with federal securities laws, including the Securities Act of… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- M&T Bank (New York, NY)
- …and it is based in M&T Bank's NY, NY office.** **Overview:** Provide legal counsel and advice on a wide range of complex legal matters affecting Wilmington Trust ... institutional services (including custody, corporate trust, fund administration, and securities services) and wealth management (including private banking, investment… more
- Robert Half Legal (New York, NY)
- …services designed to serve healthcare institutions nationwide. Key Responsibilities + Securities and Disclosures: Manage securities -related tasks like SEC ... + Risk Management: Oversee insurance portfolios, litigation, and external counsel management, ensuring proper budget oversight. Requirements Qualifications + Juris… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more