- Warner Music Group (New York, NY)
- …including technology, mergers and acquisitions (M&A), real estate, securities , compliance, employment and benefits, records management, trademark, litigation, ... all M&A transaction documents and the selection and supervision of outside counsel in that process** + **Oversee competition/antitrust review of M&A transactions** +… more
- DuPont (Buffalo, NY)
- …+ Supervise direct labor by the following: Assign work, train employees, counsel , advise, re-instruct and discipline, approve vacations and other time off, recommend ... final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US… more
- Wells Fargo (New York, NY)
- …review and negotiation of legal documentation in partnership with internal and external counsel . + Direct and coordinate colleagues in the execution of loan booking, ... check. Internal transfers are subject to comply with 17 CRF 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... Ability to manage relationships both internal and external; Ability to multi-task + FINRA Securities Licenses: Series 7 and 66 (or 63 & 65) required to obtain within… more
- TD Bank (New York, NY)
- …- Technology Solutions TDS is responsible to provide expert advice and counsel in system planning, performance, integration, operations and development. **Depth & ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Citigroup (Getzville, NY)
- …services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with ... Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- Bank of America (New York, NY)
- …work directly with client management teams. + Interact directly with clients, legal counsel , product teams, and senior bankers to tailor M&A advisory. + Contribute ... reference the job title of the role and requisition number. **EMPLOYER:** BofA Securities , Inc. **Shift:** 1st shift (United States of America) **Hours Per Week:**… more
- Arrow Financial Corporation (Glens Falls, NY)
- …including Sarbanes-Oxley Act of 2002 (SOX)/internal control related aspects, Securities and Exchange Commission (SEC) filing requirements, regulatory (call report, ... to drive accuracy and efficiency. Essential Job Functions > Manage, coach, and counsel the reporting and operational accounting teams to meet department goals and… more
- MUFG (New York, NY)
- …syndicate, sales and trading teams and with third parties such as legal counsel , accountants, rating agencies and investors to execute transactions + Participate in ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more