- TD Bank (New York, NY)
- …matters. + Empowered to make prudent professional decisions in rendering advice and counsel to business lines or assigned areas, on compliance matters and regulatory ... with regulatory bodies like the Office of Currency Comptroller (OCC), Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority**… more
- BlackRock (New York, NY)
- …industry/competitive analysis and preparing credit reviews on municipal fixed income securities across a variety of sectors. This position requires close interaction ... Team + Develop deep connections with sell-side traders/analysts, internal/external counsel , industry consultants, rating agencies and other municipal professionals +… more
- Citigroup (New York, NY)
- …Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of SEC rules (eg, Securities Act of 1933, Exchange Act of 1934) and specific DR-related ... maintain deep, long-term relationships with C-level executives (CFOs, IR heads), legal counsel , and treasury teams of issuing corporations, as well as portfolio… more
- MUFG (New York, NY)
- …sales and trading teams and with third parties such as legal counsel , accountants, rating agencies and investors to execute transactions + Oversee monitoring ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- TD Bank (New York, NY)
- …- Technology Solutions TDS is responsible to provide expert advice and counsel in system planning, performance, integration, operations and development. **Depth & ... & duties are considered essential functions for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate,… more
- Citigroup (New York, NY)
- …in terms of project size, geography, etc. by influencing decisions through advice, counsel and/or facilitating services to others in area of specialization. Work and ... or credit preferably in the financial services industry. + Commercial Mortgage Backed Securities (CMBS) experience a plus. + Ability to apply credit and risk… more
- Citigroup (New York, NY)
- …Vice President of Underwriting would work within our US Commercial Mortgage Back Securities (CMBS) group and be dedicated to a specific origination team that focuses ... coordinating with our internal appraisers and engineers, closing staff, outside counsel , and present transactions to senior managers, rating agencies and investors.… more
- DuPont (Buffalo, NY)
- …final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US ... Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of financing. _ _For further discussion of risks, uncertainties and… more
- Citigroup (New York, NY)
- …Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts ... to Citi's Code of Conduct and the Plan of Supervision for Global Markets and Securities Services; and ensure that all team members understand the need to do the same… more
- DuPont (Buffalo, NY)
- …final approval by DuPont's Board of Directors, receipt of tax opinion from counsel , the filing and effectiveness of Form 10 registration statements with the US ... Securities and Exchange Commission, applicable regulatory approvals, and satisfactory completion of financing. _ _For further discussion of risks, uncertainties and… more