- Carnival Cruise Line (Miami, FL)
- **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with ... diligence and entity management. + Keep management informed of changes in securities laws and regulations. **Qualifications:** + A Juris Doctor (JD) from accredited… more
- Robert Half Legal (Miami, FL)
- …including briefing and document reviews, to build strong cases. * Collaborate on securities regulatory matters and ensure compliance with legal standards. * ... strategic planning and execution. * Apply knowledge of FINRA regulations and securities law to legal proceedings. * Provide clear and thorough legal analysis… more
- Xerox (Tallahassee, FL)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... candidate will be responsible for the full range of legal advice and services. They may specialize in one...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee… more
- Guardian Life (Tallahassee, FL)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- Convey Health Solutions (Fort Lauderdale, FL)
- Job Description Job Title: Senior Legal Counsel Position Summary: Senior Legal Counsel role is to oversee all legal activities and be responsible for ... legal advice. The successful candidate must have an expert knowledge of legal corporate governance and be able to navigate the healthcare technology space.… more
- JPMorgan Chase (Tampa, FL)
- …your expertise in project management and client solutions shapes the future of Securities Services. At JPMorgan Chase, you'll work with a diverse client base and ... You'll manage events of moderate complexity, covering a wide range of Securities Services products and working with stakeholders across Asset Managers, Hedge Funds,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices and procedures of securities industry compliance. + Rules and regulations of the Securities ... Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies, specifically FINRA 2241 and SEA - Section 5,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry compliance. + Rules and regulations of the Securities ... Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA); and state securities regulatory agencies. + Retail and clearing firm operations. +… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... manage outside counsel in significant litigation matters and will provide litigation-related legal advice across the Raymond James entities. Will also have extensive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills obtained through education and experience, to manage all legal matters involving assigned functional area. Relying on strong critical thinking ... and legal analytical skills, drafts, reviews, edits, and negotiates a...Advanced investment concepts, practices and procedures used in the securities industry. * Advanced principles of banking and finance… more