- Carnival Cruise Line (Miami, FL)
- **Essential Functions:** + To provide high quality, experienced legal advice on securities laws, corporate governance and financing matters. + Assist with ... diligence and entity management. + Keep management informed of changes in securities laws and regulations. **Qualifications:** + A Juris Doctor (JD) from accredited… more
- JPMorgan Chase (Tampa, FL)
- …in delivering innovative solutions and exceptional client experiences across the Securities Services organization. As a Client Solutions and Implementations Manager, ... manage the end-to-end project delivery for new and incremental business within Securities Services. You'll work with a wide range of clients-including asset… more
- Xerox (Tallahassee, FL)
- Senior Corporate Counsel - Governance and Securities **General Information** Press space or enter keys to toggle section visibility Country United States Department ... candidate will be responsible for the full range of legal advice and services. They may specialize in one...supporting the Corporate Secretary function, including with respect to securities law filings, corporate governance and Board and Committee… more
- Guardian Life (Tallahassee, FL)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- Robert Half Legal (Jacksonville, FL)
- … risks. * Offer guidance on financial transactions, including loan agreements and securities compliance. * Manage external legal counsel to ensure efficient and ... team in Jacksonville, Florida. This role will focus on providing strategic legal guidance on business matters, including corporate SCC filings, mergers and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …decisions on the basis of merit and business needs. **Department Overview** Raymond James Legal is committed to providing legal advice that supports the Firm's ... our core values of Client First, Conservatism, Independence, and Integrity. The Legal department's primary mission is to: (i) provide advice that supports business… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and newsletters. + Conducts complex research and reports findings to Compliance, Legal , Regional Supervision, and Regional Management partners. + Consults with other ... and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of… more
- MyFlorida (Tallahassee, FL)
- …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... industry. Office of General Counsel: The Office of the General Counsel (OGC) provides legal services and legal support services in all aspects of the agency's… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... manage outside counsel in significant litigation matters and will provide litigation-related legal advice across the Raymond James entities. Will also have extensive… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …the AML Analyst applies specialized knowledge and skills in securities and/or banking industry compliance, gained through experience, specialized training ... investigations, or matters escalated by various business lines including Compliance, Legal , Risk or other Firm divisions. + Review client background information,… more