- RELX INC (Boca Raton, FL)
- …the Role This is an opportunity to contribute domain expertise as a Legal Data Expert - Securities and Antitrust at a cutting-edge ... data integrity and innovation of new features + Contribute to bringing Legal Analytics to new areas of Securities and Antitrust law + Act as a liaison for our… more
- Citigroup (Tampa, FL)
- The Lead Counsel II is a senior level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this role is ... to provide legal support, advice, and guidance to the business. The...Agency Trading business through the negotiation of the Master Securities Forward Transaction Agreement. Applicants should have experience in… more
- Guardian Life (Tallahassee, FL)
- …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
- Citigroup (Tampa, FL)
- …internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal , Finance and HR; alongside having significant interaction with our external ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- Citigroup (Tampa, FL)
- **Job Purpose:** Global Legal Solutions (GLS) is dedicated to providing Citi's Global Legal function with the operational support necessary to fulfill its ... of delivering innovative solutions and services for Citi's Global Legal Department. GLS is a team of diverse individuals...markets in at least one domain eg, Loans, Derivatives, Securities + Exposure to any of the following would… more
- TD Bank (Fort Lauderdale, FL)
- …clients of TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple legal entities (TD ... are part of the client-facing Distribution teams are both** ** securities -registered** **and insurance-licensed. Additionally, the Trust Advisors support both… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA);...degree preferred. Minimum of ten (10) years of Compliance, Legal , Banking and/or regulatory experience in the financial services… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... manage outside counsel in significant litigation matters and will provide litigation-related legal advice across the Raymond James entities. Will also have extensive… more
- Humana (Fort Lauderdale, FL)
- …and securities matters, including public company regulations, subsidiary and legal entity management, as well as mergers & acquisitions transactional support. ... President, Associate General Counsel, Corporate Secretary and M&A is a key member of the legal leadership team, responsible for overseeing all corporate governance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to ... decision-making and operational risk management. + Maintain expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic… more