• Legal Data Expert - Securities…

    RELX INC (Boca Raton, FL)
    …the Role This is an opportunity to contribute domain expertise as a Legal Data Expert - Securities and Antitrust at a cutting-edge ... data integrity and innovation of new features + Contribute to bringing Legal Analytics to new areas of Securities and Antitrust law + Act as a liaison for our… more
    RELX INC (08/24/25)
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  • Senior Compliance Analyst - Park Avenue…

    Guardian Life (Tallahassee, FL)
    …a best-in-class Law Department. We drive a high-performance culture across our Legal , Compliance, and Government Affairs functions, aligned to "what" we deliver (ie, ... you want to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst, Park Avenue... Team? As a Senior Compliance Analyst, Park Avenue Securities , and Park Avenue Investment Advisory, you will conduct… more
    Guardian Life (08/29/25)
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  • Securities and Derivatives Associate…

    Citigroup (Tampa, FL)
    …internal stakeholders including Front Office Sales and Trading Desks, Compliance, Legal , Finance and HR; alongside having significant interaction with our external ... **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
    Citigroup (08/19/25)
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  • Senior Project Manager / Business Analyst…

    Citigroup (Tampa, FL)
    **Job Purpose:** Global Legal Solutions (GLS) is dedicated to providing Citi's Global Legal function with the operational support necessary to fulfill its ... of delivering innovative solutions and services for Citi's Global Legal Department. GLS is a team of diverse individuals...markets in at least one domain eg, Loans, Derivatives, Securities + Exposure to any of the following would… more
    Citigroup (08/15/25)
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  • Compliance Director, Privacy

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and Abilities** **Advanced Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance. + Rules and regulations of: ... Securities Exchange Commission (SEC); Financial Industry Regulatory Authority (FINRA);...degree preferred. Minimum of ten (10) years of Compliance, Legal , Banking and/or regulatory experience in the financial services… more
    Raymond James Financial, Inc. (08/02/25)
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  • Senior Counsel, Litigation

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... manage outside counsel in significant litigation matters and will provide litigation-related legal advice across the Raymond James entities. Will also have extensive… more
    Raymond James Financial, Inc. (07/15/25)
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  • SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to ... decision-making and operational risk management. + Maintain expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic… more
    Raymond James Financial, Inc. (07/26/25)
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  • Senior Attorney

    MyFlorida (Tallahassee, FL)
    …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... of the REAL System. BRIEF DESCRIPTION OF DUTIES: Renders legal advice and counsel to agency personnel on OFR...the OFR into alleged violations of the state banking, securities , and finance laws or related statutes and provides… more
    MyFlorida (08/26/25)
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  • Paralegal Sr

    The Hertz Corporation (Estero, FL)
    …Description** The Corporate Paralegal for the Global Finance & Governance group in the Legal Department will be responsible for carrying out duties in a corporate ... legal setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance, SOX… more
    The Hertz Corporation (08/29/25)
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  • Bilingual Customer Service Sr Analyst

    Citigroup (Miami, FL)
    …problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and respond to ... investments/mutual funds subscriptions, redemptions, structured notes, capital markets or securities purchases and sales. + Follow-up on the resolution of… more
    Citigroup (07/18/25)
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