• Paralegal, Litigation

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …problems. Regular contact with internal customers and external providers of legal services is required to identify, research and resolve problems. ... in-house attorneys without assistance from outside counsel. * Provide legal support services to attorneys in the form of...Basic investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and… more
    Raymond James Financial, Inc. (05/30/25)
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  • Lead Counsel 2 - Global Finance (Hybrid)

    Citigroup (Tampa, FL)
    …NAM Markets Treasury business. The role holder will provide (i) advice on US related legal issues relevant to the securities financing business for the Rates and ... The Lead Counsel II is a senior level position responsible for providing legal guidance and thought leadership to the business. The overall objective of this role is… more
    Citigroup (05/13/25)
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  • Paralegal, Subpoena Compliance & Research…

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …problems. Regular contact with internal customers and external providers of legal services is required to identify, research and resolve problems. ... **Responsibilities:** * Provide legal support services to attorneys, and other team members...Basic investment concepts, practices and procedures used in the securities industry. * Principles of banking and finance and… more
    Raymond James Financial, Inc. (05/03/25)
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  • Senior Counsel, Litigation

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …and experience to manage a variety of litigation matters with a focus on securities matters in FINRA's arbitration forum and in federal and state courts. Will ... manage outside counsel in significant litigation matters and will provide litigation-related legal advice across the Raymond James entities. Will also have extensive… more
    Raymond James Financial, Inc. (04/15/25)
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  • Senior Financial Planning Consultant - Miami

    Raymond James Financial, Inc. (Coral Gables, FL)
    …and occasional personal visits. * Educates client on the functions of various securities markets and the principal factors that affect them. * Provides guidance on ... including but not limited to basic income tax questions and other legal issues requesting guidance when appropriate. * Participates in client presentations. *… more
    Raymond James Financial, Inc. (03/20/25)
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  • SVP, Capital Markets Chief Compliance Officer

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …ensuring adherence to SEC, FINRA, FRB Bank Holding Company, and state securities regulations. + Engage with senior business leaders, providing compliance guidance to ... decision-making and operational risk management. + Maintain expertise in securities underwriting, private placements, syndicate matters, Reg M, and electronic… more
    Raymond James Financial, Inc. (06/03/25)
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  • Supervisor, Operations Retirement Plan Services

    Raymond James Financial, Inc. (St. Petersburg, FL)
    …as liaison between retirement plans department and financial advisors, Raymond James Legal and Compliance departments and associates to resolve escalated problems as ... financial planning and investment concepts, practices and procedures used in the securities industry + Investment concepts, practices and procedures used in the … more
    Raymond James Financial, Inc. (05/06/25)
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  • Senior Attorney

    MyFlorida (Alachua, FL)
    …banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money ... the REAL system. BRIEF DESCRIPTION OF DUTIES : Renders legal advice and counsel to agency personnel on OFR...the OFR into alleged violations of the state banking, securities , and finance laws or related statutes and provides… more
    MyFlorida (05/24/25)
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  • AVP, Customer Service Sr Analyst

    Citigroup (Miami, FL)
    …problem resolution + Ensure adherence to all internal policies and compliance to legal and regulatory requirements + Process all client transactions and respond to ... investments/mutual funds subscriptions, redemptions, structured notes, capital markets or securities purchases and sales. + Follow-up on the resolution of… more
    Citigroup (05/16/25)
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  • Paralegal

    The Hertz Corporation (Estero, FL)
    The Corporate Paralegal for the Global Finance & Governance group in the Legal Department will be responsible for carrying out duties in a corporate legal ... setting under the guidance of attorneys, which includes supporting Securities and Exchange Commission ("SEC") filings and public company compliance, SOX compliance,… more
    The Hertz Corporation (05/16/25)
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