- Raymond James Financial, Inc. (St. Petersburg, FL)
- …as PCG Management, Divisional Directors, financial advisors, operations, and legal and compliance to research, analyze and resolve business problems/opportunities. ... and requirements gathering. + Broader principles of banking and finance and securities industry operations. + Experience with Salesforce is preferred. + Familiarity… more
- MUFG (Tampa, FL)
- …(ie Portfolio Management, Syndications, Credit, Loan and Agency Services, Finance, Legal , and Back Office Servicing). + Assist with ad-hoc inquiries from ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …highly desirable. + 7+ years of experience in bank compliance, audit, risk, legal or related positions. + Strong analytical or critical thinking skills + Excellent ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- MUFG (Tampa, FL)
- …with ISDA and market practice. + Interact with Counterparty, Front Office and Legal as needed to resolve confirmation issues. + Ensure the tracking of outstanding ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Truist (Orlando, FL)
- …asset allocation objectives and policies. 3. Keep abreast of changing economic, legal , financial planning, investment trends and general market and business issues ... and traditional retail bank products for the mass affluent market. 4. A minimum of Securities Industry Essentials (SIE), FINRA Series 6 or 7, 66 (63 and 65 in lieu… more
- Bank of America (Miami, FL)
- …Modifications to obtain credit approval for complex, custom loan products (marketable securities , commercial real estate, fine art, hedge fund, yacht, unsecured and ... financial standing, including liquidity, leverage, cash flow, key risks/mitigants and legal structure (trusts, special wealth vehicles, etc.) and apply sound… more
- Bank of America (Winter Park, FL)
- …provides advisory services and single mandate strategies. Manages individual securities (stocks, bonds, REITs, MLPs, etc.), SMAs, alternative investments, and ... extensive related work experience. + Broad-based technical knowledge of investments, tax, legal and operations necessary to service clients. + Knowledge of fiduciary… more
- Wells Fargo (Fort Lauderdale, FL)
- …sponsor structures + Proven track record in the execution and negotiation of legal documentation + Experience of monitoring and managing complex real estate finance ... check. Internal transfers are subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article III, Section 3, which states… more
- MUFG (Tampa, FL)
- …product developments and industry practice. Discuss and participate in Front Office/ Legal Department's discussion in structuring of complicated L/C deals. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Tampa, FL)
- …covering but not limited to commercial real estate, asset backed securities , credit financing, residential finance, transportation and affordable housing type ... loan (syndicated / bilateral) product and business, including an understanding of legal loan documentation, loan / funding mechanics, deal structure, etc. + Proven… more
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